Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
94 hedge funds and large institutions have $144M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 30 reducing their positions, and 10 closing their positions.
30% more first-time investments, than exits
New positions opened: 13 | Existing positions closed: 10
14% more capital invested
Capital invested by funds: $126M → $144M (+$17.5M)
3% more funds holding
Funds holding: 91 → 94 (+3)
1.49% more ownership
Funds ownership: 22.86% → 24.34% (+1.5%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
3% less repeat investments, than reductions
Existing positions increased: 29 | Existing positions reduced: 30
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
+$2.98M |
| 2 |
Morgan Stanley
New York
|
+$1.79M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$1.65M |
| 4 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
+$1.38M |
| 5 |
ICM
Ionic Capital Management
New York
|
+$1.09M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
-$863K |
| 2 |
Bank of Montreal
Toronto,
Ontario, Canada
|
-$779K |
| 3 |
AA
AQR Arbitrage
Greenwich,
Connecticut
|
-$500K |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$460K |
| 5 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$370K |
DIAX Hedge Fund Activity: Q1 2021 in Review
94 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2021, worth a combined $144M — up 14% from $126M a quarter earlier.
Buyers outnumbered sellers: 13 funds opened new DIAX positions and 10 closed out — a net gain of 3 holders — while 29 added to existing stakes and 30 trimmed.
The largest buyer was Rivernorth Capital Management, adding an estimated $2.98M. The largest seller was Landscape Capital Management, cutting an estimated $863K.
- 94 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2021, up from 91 in Q4 2020.
- Funds reported $144M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2021, up 14% quarter-over-quarter.
- 13 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2021 and 10 closed out, a net change of +3 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2021 was Rivernorth Capital Management, an estimated $2.98M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2021 was Landscape Capital Management, an estimated $863K sold.
Based on aggregated 13F filings for Q1 2021.