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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

122 hedge funds and large institutions have $190M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 36 increasing their positions, 43 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 7

12% more funds holding

Funds holding: 109122 (+13)

6% more capital invested

Capital invested by funds: $178M → $190M (+$11.5M)

1.28% more ownership

Funds ownership: 32.92%34.21% (+1.3%)

16% less repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 43

Holders
122
Holders Change
+13
Holders Change %
+11.93%
% of All Funds
1.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
21
Increased
36
Reduced
43
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.2M -$1.41M -94,609 -5%
SCM
2
Saba Capital Management
New York
$24.4M +$8.41M +565,320 +55%
Bank of America
3
Bank of America
North Carolina
$17.1M +$258K +17,328 +2%
Raymond James Financial
4
Raymond James Financial
Florida
$11.1M -$24.5K -1,648 -0.2%
Wells Fargo
5
Wells Fargo
California
$9.71M +$296K +19,892 +3%
Allspring Global Investments
6
Allspring Global Investments
North Carolina
$9.21M +$1.13M +75,743 +14%
Invesco
7
Invesco
Georgia
$8.47M -$401K -26,925 -5%
GC
8
Guggenheim Capital
Illinois
$7.21M -$853K -57,343 -11%
UBS Group
9
UBS Group
Switzerland
$6.16M -$373K -25,047 -6%
CIA
10
Capital Investment Advisors
Georgia
$5.39M -$129K -8,681 -2%
WAM
11
Wolverine Asset Management
Illinois
$3.8M +$38.2K +2,569 +1%
AA
12
AQR Arbitrage
Connecticut
$3.12M -$1.04M -69,993 -25%
LPL Financial
13
LPL Financial
California
$3.09M -$160K -10,787 -5%
SFS
14
Shaker Financial Services
Virginia
$3.04M -$1.87M -125,554 -39%
CA
15
Cornerstone Advisors
North Carolina
$2.83M -$2.8M -188,467 -50%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$2.8M +$33K +2,221 +1%
MML Investors Services
17
MML Investors Services
Massachusetts
$2.07M +$141K +9,502 +8%
1CP
18
1607 Capital Partners
Virginia
$1.8M -$495K -33,250 -22%
AC
19
Almitas Capital
California
$1.74M +$1.7M +114,201 New
RCM
20
Rivernorth Capital Management
Florida
$1.71M +$92.2K +6,196 +6%
AIA
21
Absolute Investment Advisers
Florida
$1.54M +$1.46M +98,482 New
Osaic Holdings
22
Osaic Holdings
Arizona
$1.47M +$46.5K +3,128 +3%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.42M -$11.8K -795 -0.8%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.4M +$25.1K +1,687 +2%
NS
25
NBC Securities
Alabama
$1.38M +$72K +4,843 +6%

DIAX Hedge Fund Activity: Q4 2025 in Review

122 of the 8,252 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2025, worth a combined $190M — up 6.5% from $178M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new DIAX positions and 7 closed out — a net gain of 14 holders — while 36 added to existing stakes and 43 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $8.41M. The largest seller was Cornerstone Advisors, cutting an estimated $2.8M.

  • 122 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2025, up from 109 in Q3 2025.
  • Funds reported $190M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2025, up 6.5% quarter-over-quarter.
  • 21 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2025 and 7 closed out, a net change of +14 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2025 was Saba Capital Management, an estimated $8.41M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2025 was Cornerstone Advisors, an estimated $2.8M sold.

Based on aggregated 13F filings for Q4 2025.