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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

77 hedge funds and large institutions have $136M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 17

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

0.95% more ownership

Funds ownership: 21.51%22.46% (+0.95%)

0% more funds holding

Funds holding: 7777 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $139M → $136M (-$3.26M)

Holders
77
Holders Change
Holders Change %
0%
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
25
Reduced
17
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.9M +$118K +7,034 +1%
GC
2
Guggenheim Capital
Illinois
$11.5M +$320K +19,105 +3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.4M -$143K -8,512 -1%
Morgan Stanley
4
Morgan Stanley
New York
$11.3M -$409K -24,379 -3%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$10.7M +$394K +23,535 +4%
Invesco
6
Invesco
Georgia
$8.78M -$508K -30,326 -5%
Wells Fargo
7
Wells Fargo
California
$8.49M +$942K +56,228 +12%
SFS
8
Shaker Financial Services
Virginia
$8.07M +$1.15M +68,365 +16%
AAM
9
Advisors Asset Management
Colorado
$5.69M +$93.5K +5,579 +2%
Stifel Financial
10
Stifel Financial
Missouri
$4.69M -$264K -15,743 -5%
Bank of America
11
Bank of America
North Carolina
$4.25M +$215K +12,806 +5%
1CP
12
1607 Capital Partners
Virginia
$4.14M -$460K -27,477 -10%
RJA
13
Raymond James & Associates
Florida
$4.03M -$271K -16,168 -6%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.23M +$186K +11,109 +9%
SCM
15
Schnieders Capital Management
California
$1.9M +$90.5K +5,400 +5%
Ameriprise
16
Ameriprise
Minnesota
$1.66M +$138K +8,220 +9%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.55M +$5.93K +354 +0.4%
PAG
18
Private Advisor Group
New Jersey
$1.52M +$47.4K +2,830 +3%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$1.46M +$86.1K +5,138 +6%
DADC
20
D.A. Davidson & Co
Montana
$1.45M +$79.8K +4,762 +6%
PAS
21
Park Avenue Securities
New York
$1.41M +$99.7K +5,947 +8%
FAM
22
Formidable Asset Management
Ohio
$1.37M +$1.38M +82,249 New
LPL Financial
23
LPL Financial
California
$1.27M +$3.97K +237 +0.3%
SDAM
24
Shulman DeMeo Asset Management
New York
$1.05M -$12.3K -731 -1%
AWS
25
Atria Wealth Solutions
New York
$991K +$983K +58,632 New

DIAX Hedge Fund Activity: Q1 2022 in Review

77 of the 6,341 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2022, worth a combined $136M — down 2.3% from $139M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DIAX positions and 8 closed out — a net gain of 2 holders — while 25 added to existing stakes and 17 trimmed.

The largest buyer was Formidable Asset Management, opening a new position worth an estimated $1.38M. The largest seller was Invesco, cutting an estimated $508K.

  • 77 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2022, unchanged from Q4 2021.
  • Funds reported $136M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2022, down 2.3% quarter-over-quarter.
  • 10 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2022 and 8 closed out, a net change of +2 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2022 was Formidable Asset Management, an estimated $1.38M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2022 was Invesco, an estimated $508K sold.

Based on aggregated 13F filings for Q1 2022.