Northwestern Mutual Wealth Management
DIAX

Northwestern Mutual Wealth Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-15,080
Closed -$230K – 4213
2025
Q4 		$230K Buy
15,080
+775
+5% +$11.5K ﹤0.01% 1805
2025
Q3 		$213K Sell
14,305
-36
-0.3% -$522 ﹤0.01% 1771
2025
Q2 		$206K Buy
14,341
+1,582
+12% +$22K ﹤0.01% 1731
2025
Q1 		$185K Sell
12,759
-1,717
-12% -$25.9K ﹤0.01% 1696
2024
Q4 		$218K Sell
14,476
-314
-2% -$4.76K ﹤0.01% 1618
2024
Q3 		$220K Sell
14,790
-5,124
-26% -$73.5K ﹤0.01% 1592
2024
Q2 		$279K Sell
19,914
-628
-3% -$8.81K ﹤0.01% 1458
2024
Q1 		$301K Sell
20,542
-10,937
-35% -$158K ﹤0.01% 1406
2023
Q4 		$441K Sell
31,479
-1,047
-3% -$14.3K ﹤0.01% 1256
2023
Q3 		$446K Sell
32,526
-1,052
-3% -$14.9K ﹤0.01% 1200
2023
Q2 		$474K Sell
33,578
-798
-2% -$11.6K ﹤0.01% 1176
2023
Q1 		$505K Sell
34,376
-23,264
-40% -$353K ﹤0.01% 1128
2022
Q4 		$894K Sell
57,640
-148,507
-72% -$2.25M ﹤0.01% 909
2022
Q3 		$2.78M Sell
206,147
-483,262
-70% -$7.49M ﹤0.01% 532
2022
Q2 		$10.5M Buy
689,409
+43,374
+7% +$694K 0.02% 290
2022
Q1 		$10.7M Buy
646,035
+23,535
+4% +$394K 0.02% 289
2021
Q4 		$11.1M Buy
622,500
+77,450
+14% +$1.35M 0.02% 279
2021
Q3 		$9.13M Buy
545,050
+132,641
+32% +$2.29M 0.02% 282
2021
Q2 		$7.02M Buy
412,409
+19,804
+5% +$333K 0.01% 306
2021
Q1 		$6.38M Buy
392,605
+34,134
+10% +$524K 0.01% 299
2020
Q4 		$5.45M Buy
358,471
+13,011
+4% +$186K 0.01% 308
2020
Q3 		$4.67M Buy
345,460
+17,643
+5% +$244K 0.01% 308
2020
Q2 		$4.46M Buy
327,817
+278,188
+561% +$3.71M 0.01% 302
2020
Q1 		$621K Sell
49,629
-3,232
-6% -$51.9K ﹤0.01% 586
2019
Q4 		$934K Buy
52,861
+1,297
+3% +$23.1K ﹤0.01% 537
2019
Q3 		$919K Buy
51,564
+2,434
+5% +$42.9K ﹤0.01% 506
2019
Q2 		$865K Buy
49,130
+435
+0.9% +$7.67K ﹤0.01% 498
2019
Q1 		$877K Buy
48,695
+347
+0.7% +$6.11K ﹤0.01% 477
2018
Q4 		$779K Buy
48,348
+3,121
+7% +$55.7K ﹤0.01% 472
2018
Q3 		$895K Sell
45,227
-1,267
-3% -$24.3K ﹤0.01% 452
2018
Q2 		$859K Buy
46,494
+4,003
+9% +$75.3K ﹤0.01% 444
2018
Q1 		$755K Buy
42,491
+8,073
+23% +$148K ﹤0.01% 445
2017
Q4 		$648K Buy
34,418
+4,879
+17% +$87.1K ﹤0.01% 458
2017
Q3 		$501K Buy
29,539
+9,711
+49% +$162K ﹤0.01% 477
2017
Q2 		$328K Buy
19,828
+12,971
+189% +$210K ﹤0.01% 566
2017
Q1 		$107K Hold
6,857
– – ﹤0.01% 805
2016
Q4 		$103K Buy
+6,857
New +$99.6K ﹤0.01% 816
2016
Q3 		– Sell
-12,826
Closed -$187K – 495
2016
Q2 		$187K Sell
12,826
-3,792
-23% -$53.7K ﹤0.01% 603
2016
Q1 		$235K Buy
16,618
+2,895
+21% +$38.8K ﹤0.01% 537
2015
Q4 		$197K Sell
13,723
-3,539
-21% -$50.4K ﹤0.01% 517
2015
Q3 		$233K Sell
17,262
-3,276
-16% -$46.9K 0.01% 465
2015
Q2 		$305K Sell
20,538
-5,634
-22% -$85.6K 0.01% 402
2015
Q1 		$397K Buy
26,172
+1,811
+7% +$28K 0.01% 351
2014
Q4 		$376K Buy
+24,361
New +$392K 0.01% 346

Other funds holding DIAX

SC
Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Northwestern Mutual Wealth Management's DIAX Position: Q1 2026 in Review

Northwestern Mutual Wealth Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 15,080 shares — an estimated $230K sold.

Northwestern Mutual Wealth Management first reported a position in DIAX in Q4 2014 and held it in 44 quarters. The position peaked at $11.1M in Q4 2021. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

  • Northwestern Mutual Wealth Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
  • Northwestern Mutual Wealth Management sold 15,080 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $230K.
  • Northwestern Mutual Wealth Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 44 quarters.
  • Northwestern Mutual Wealth Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $11.1M in Q4 2021.
  • 3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on Northwestern Mutual Wealth Management's 13F filing for Q1 2026, filed 7 May 2026.