We are live on ! Find out more
DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

78 hedge funds and large institutions have $104M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 24 increasing their positions, 31 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more capital invested

Capital invested by funds: $91.6M → $104M (+$12.2M)

0.86% more ownership

Funds ownership: 20.11%20.97% (+0.86%)

7% less funds holding

Funds holding: 8478 (-6)

23% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 31

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

67% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 9

Holders
78
Holders Change
-6
Holders Change %
-7.14%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
3
Increased
24
Reduced
31
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$9.82M -$2.28M -170,793 -19%
Morgan Stanley
2
Morgan Stanley
New York
$8.52M -$380K -28,472 -4%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$8.11M +$264K +19,792 +3%
Wells Fargo
4
Wells Fargo
California
$8.09M -$379K -28,390 -5%
Invesco
5
Invesco
Georgia
$6.47M +$627K +46,988 +11%
OA
6
Oxbow Advisors
Texas
$5.85M -$83.7K -6,270 -1%
SFS
7
Shaker Financial Services
Virginia
$4.54M +$714K +53,481 +19%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$4.46M +$3.71M +278,188 +561%
1CP
9
1607 Capital Partners
Virginia
$4.14M +$2.54M +190,614 +167%
AAM
10
Advisors Asset Management
Colorado
$4.11M -$342K -25,630 -8%
Bank of America
11
Bank of America
North Carolina
$3.74M +$102K +7,628 +3%
WAM
12
Wolverine Asset Management
Illinois
$3.4M +$1.75M +130,789 +110%
RJA
13
Raymond James & Associates
Florida
$3M -$400K -29,971 -12%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.92M -$1.13M -84,482 -28%
ICM
15
Ionic Capital Management
New York
$2.37M -$102K -7,670 -4%
GC
16
Guggenheim Capital
Illinois
$2.35M +$1.12M +83,728 +94%
PAG
17
Private Advisor Group
New Jersey
$2.27M +$29.7K +2,228 +1%
LPL Financial
18
LPL Financial
California
$1.83M -$65K -4,871 -4%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.45M -$17.1K -1,279 -1%
SCM
20
Schnieders Capital Management
California
$1.16M -$10.3K -770 -0.9%
FAM
21
Formidable Asset Management
Ohio
$1.13M +$52.6K +3,943 +5%
ACP
22
Aviance Capital Partners
Florida
$1.1M -$7.5K -562 -0.7%
SDAM
23
Shulman DeMeo Asset Management
New York
$1.01M -$8.55K -641 -0.9%
Ameriprise
24
Ameriprise
Minnesota
$925K -$219K -16,402 -19%
DADC
25
D.A. Davidson & Co
Montana
$826K -$13.3K -999 -2%

DIAX Hedge Fund Activity: Q2 2020 in Review

78 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2020, worth a combined $104M — up 13% from $91.6M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of DIAX and 3 opened new positions — a net loss of 6 holders — while 31 trimmed existing stakes and 24 added.

The largest buyer was Northwestern Mutual Wealth Management, adding an estimated $3.71M. The largest seller was UBS Group, cutting an estimated $2.28M.

  • 78 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2020, down from 84 in Q1 2020.
  • Funds reported $104M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2020, up 13% quarter-over-quarter.
  • 3 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2020 and 9 closed out, a net change of -6 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2020 was Northwestern Mutual Wealth Management, an estimated $3.71M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2020 was UBS Group, an estimated $2.28M sold.

Based on aggregated 13F filings for Q2 2020.