Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
78 hedge funds and large institutions have $104M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 24 increasing their positions, 31 reducing their positions, and 9 closing their positions.
13% more capital invested
Capital invested by funds: $91.6M → $104M (+$12.2M)
0.86% more ownership
Funds ownership: 20.11% → 20.97% (+0.86%)
7% less funds holding
Funds holding: 84 → 78 (-6)
23% less repeat investments, than reductions
Existing positions increased: 24 | Existing positions reduced: 31
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
67% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
+$3.71M |
| 2 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
+$2.54M |
| 3 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$1.75M |
| 4 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$1.12M |
| 5 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$714K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$2.28M |
| 2 |
MGWM
Marks Group Wealth Management
Minnetonka,
Minnesota
|
-$1.17M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$1.13M |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$400K |
| 5 |
Morgan Stanley
New York
|
-$380K |
DIAX Hedge Fund Activity: Q2 2020 in Review
78 of the 4,889 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2020, worth a combined $104M — up 13% from $91.6M a quarter earlier.
Sellers outnumbered buyers: 9 funds closed out of DIAX and 3 opened new positions — a net loss of 6 holders — while 31 trimmed existing stakes and 24 added.
The largest buyer was Northwestern Mutual Wealth Management, adding an estimated $3.71M. The largest seller was UBS Group, cutting an estimated $2.28M.
- 78 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2020, down from 84 in Q1 2020.
- Funds reported $104M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2020, up 13% quarter-over-quarter.
- 3 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2020 and 9 closed out, a net change of -6 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2020 was Northwestern Mutual Wealth Management, an estimated $3.71M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2020 was UBS Group, an estimated $2.28M sold.
Based on aggregated 13F filings for Q2 2020.