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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

109 hedge funds and large institutions have $178M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 25 increasing their positions, 41 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

5% more capital invested

Capital invested by funds: $170M → $178M (+$8.51M)

5% more funds holding

Funds holding: 104109 (+5)

0.38% more ownership

Funds ownership: 32.54%32.92% (+0.38%)

39% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 41

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
109
Holders Change
+5
Holders Change %
+4.81%
% of All Funds
1.43%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
25
Reduced
41
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.9M -$331K -22,813 -1%
Bank of America
2
Bank of America
North Carolina
$16.5M +$109K +7,526 +0.7%
SCM
3
Saba Capital Management
New York
$15.4M +$4.67M +322,238 +45%
Raymond James Financial
4
Raymond James Financial
Florida
$10.9M -$16.7K -1,154 -0.2%
Wells Fargo
5
Wells Fargo
California
$9.18M +$737K +50,843 +9%
Invesco
6
Invesco
Georgia
$8.66M -$51K -3,517 -0.6%
GC
7
Guggenheim Capital
Illinois
$7.89M -$948K -65,348 -11%
Allspring Global Investments
8
Allspring Global Investments
North Carolina
$7.85M +$2.52M +173,499 +49%
UBS Group
9
UBS Group
Switzerland
$6.39M -$236K -16,252 -4%
CA
10
Cornerstone Advisors
North Carolina
$5.57M -$1.43M -98,397 -21%
CIA
11
Capital Investment Advisors
Georgia
$5.39M -$411K -28,337 -7%
SFS
12
Shaker Financial Services
Virginia
$4.94M -$1.95M -134,768 -29%
AA
13
AQR Arbitrage
Connecticut
$4.05M -$1.1M -75,802 -22%
WAM
14
Wolverine Asset Management
Illinois
$3.67M -$43.2K -2,981 -1%
LPL Financial
15
LPL Financial
California
$3.17M +$242K +16,709 +9%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$2.69M -$917K -63,240 -26%
1CP
17
1607 Capital Partners
Virginia
$2.25M -$120K -8,300 -5%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.88M +$143K +9,871 +8%
RCM
19
Rivernorth Capital Management
Florida
$1.58M +$1.54M +105,941 New
Ameriprise
20
Ameriprise
Minnesota
$1.51M +$7.4K +510 +0.5%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.39M -$81.2K -5,595 -6%
Osaic Holdings
22
Osaic Holdings
Arizona
$1.38M -$15.3K -1,053 -1%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.34M +$18.3K +1,262 +1%
NS
24
NBC Securities
Alabama
$1.27M +$103K +7,079 +9%
PAS
25
Park Avenue Securities
New York
$1.26M -$8.67K -598 -0.7%

DIAX Hedge Fund Activity: Q3 2025 in Review

109 of the 7,631 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2025, worth a combined $178M — up 5% from $170M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new DIAX positions and 6 closed out — a net gain of 6 holders — while 25 added to existing stakes and 41 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $4.67M. The largest seller was Shaker Financial Services, cutting an estimated $1.95M.

  • 109 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2025, up from 104 in Q2 2025.
  • Funds reported $178M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2025, up 5% quarter-over-quarter.
  • 12 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2025 and 6 closed out, a net change of +6 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2025 was Saba Capital Management, an estimated $4.67M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2025 was Shaker Financial Services, an estimated $1.95M sold.

Based on aggregated 13F filings for Q3 2025.