Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
60 hedge funds and large institutions have $109M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 9 closing their positions.
53% more repeat investments, than reductions
Existing positions increased: 26 | Existing positions reduced: 17
16% more capital invested
Capital invested by funds: $94.4M → $109M (+$14.9M)
1.72% more ownership
Funds ownership: 19.4% → 21.12% (+1.7%)
3% less funds holding
Funds holding: 62 → 60 (-2)
22% less first-time investments, than exits
New positions opened: 7 | Existing positions closed: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KIM
Karpus Investment Management
Pittsford,
New York
|
+$3.63M |
| 2 |
LPL Financial
San Diego,
California
|
+$3.26M |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$1.51M |
| 4 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$1.26M |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$721K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$2.23M |
| 2 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$526K |
| 3 |
Morgan Stanley
New York
|
-$491K |
| 4 |
Invesco
Atlanta,
Georgia
|
-$474K |
| 5 |
DA
Doliver Advisors
Houston,
Texas
|
-$245K |
DIAX Hedge Fund Activity: Q4 2015 in Review
60 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2015, worth a combined $109M — up 16% from $94.4M a quarter earlier.
Sellers outnumbered buyers: 9 funds closed out of DIAX and 7 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 26 added.
The largest buyer was Karpus Investment Management, adding an estimated $3.63M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $2.23M sold.
- 60 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2015, down from 62 in Q3 2015.
- Funds reported $109M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2015, up 16% quarter-over-quarter.
- 7 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2015 and 9 closed out, a net change of -2 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2015 was Karpus Investment Management, an estimated $3.63M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2015 was Wolverine Asset Management, an estimated $2.23M sold.
Based on aggregated 13F filings for Q4 2015.