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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

84 hedge funds and large institutions have $166M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 35 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

2% more funds holding

Funds holding: 8284 (+2)

0% less capital invested

Capital invested by funds: $166M → $166M (-$182K)

1.54% less ownership

Funds ownership: 32.68%31.13% (-1.5%)

37% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 35

Holders
84
Holders Change
+2
Holders Change %
+2.44%
% of All Funds
1.21%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
22
Reduced
35
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.1M -$12.2M -844,488 -38%
Bank of America
2
Bank of America
North Carolina
$15.4M +$160K +11,118 +1%
Wells Fargo
3
Wells Fargo
California
$13.3M +$3.71M +256,762 +39%
UBS Group
4
UBS Group
Switzerland
$11.5M +$179K +12,389 +2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$10.4M +$47.2K +3,272 +0.5%
CA
6
Cornerstone Advisors
North Carolina
$10.3M +$1.6M +111,091 +19%
1CP
7
1607 Capital Partners
Virginia
$8.99M +$1.06M +73,469 +14%
Invesco
8
Invesco
Georgia
$8.27M +$227K +15,712 +3%
GC
9
Guggenheim Capital
Illinois
$8.05M +$166K +11,491 +2%
AA
10
AQR Arbitrage
Connecticut
$5.92M +$1.3M +89,776 +29%
AAM
11
Advisors Asset Management
Colorado
$4.86M -$334K -23,138 -7%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$3.46M +$210K +14,561 +7%
WAM
13
Wolverine Asset Management
Illinois
$3.35M -$537K -37,208 -14%
SFS
14
Shaker Financial Services
Virginia
$2.86M -$664K -45,976 -19%
Stifel Financial
15
Stifel Financial
Missouri
$2.63M -$7.14K -495 -0.3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.08M -$179K -12,427 -8%
ICM
17
Ionic Capital Management
New York
$1.78M -$1.06M -73,193 -38%
LCM
18
Landscape Capital Management
New Jersey
$1.76M -$94.5K -6,544 -5%
Ameriprise
19
Ameriprise
Minnesota
$1.67M -$404K -28,012 -22%
LPL Financial
20
LPL Financial
California
$1.59M -$309K -21,423 -16%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.55M -$20K -1,385 -1%
MML Investors Services
22
MML Investors Services
Massachusetts
$1.54M +$264K +18,283 +21%
PAG
23
Private Advisor Group
New Jersey
$1.52M +$3.72K +258 +0.3%
SCM
24
Schnieders Capital Management
California
$1.47M -$127K -8,775 -8%
RJA
25
Raymond James & Associates
Florida
$1.4M -$164K -11,387 -11%

DIAX Hedge Fund Activity: Q1 2024 in Review

84 of the 6,947 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2024, worth a combined $166M — down 0.11% from $166M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DIAX positions and 6 closed out — a net gain of 4 holders — while 22 added to existing stakes and 35 trimmed.

The largest buyer was Wells Fargo, adding an estimated $3.71M. The largest seller was Morgan Stanley, cutting an estimated $12.2M.

  • 84 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2024, up from 82 in Q4 2023.
  • Funds reported $166M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2024, down 0.11% quarter-over-quarter.
  • 10 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2024 and 6 closed out, a net change of +4 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2024 was Wells Fargo, an estimated $3.71M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2024 was Morgan Stanley, an estimated $12.2M sold.

Based on aggregated 13F filings for Q1 2024.