Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
82 hedge funds and large institutions have $106M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 21 increasing their positions, 23 reducing their positions, and 9 closing their positions.
44% more first-time investments, than exits
New positions opened: 13 | Existing positions closed: 9
5% more funds holding
Funds holding: 78 → 82 (+4)
2% more capital invested
Capital invested by funds: $104M → $106M (+$2.49M)
0.61% more ownership
Funds ownership: 20.97% → 21.59% (+0.61%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
9% less repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 23
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Stifel Financial
St. Louis,
Missouri
|
+$3.39M |
| 2 |
Morgan Stanley
New York
|
+$1.28M |
| 3 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$921K |
| 4 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
+$718K |
| 5 |
AA
AQR Arbitrage
Greenwich,
Connecticut
|
+$686K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$1.52M |
| 2 |
FAM
Formidable Asset Management
Cincinnati,
Ohio
|
-$1.13M |
| 3 |
LPL Financial
San Diego,
California
|
-$904K |
| 4 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$845K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$796K |
DIAX Hedge Fund Activity: Q3 2020 in Review
82 of the 4,971 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2020, worth a combined $106M — up 2.4% from $104M a quarter earlier.
Buyers outnumbered sellers: 13 funds opened new DIAX positions and 9 closed out — a net gain of 4 holders — while 21 added to existing stakes and 23 trimmed.
The largest buyer was Stifel Financial, adding an estimated $3.39M. The largest seller was Wells Fargo, cutting an estimated $1.52M.
- 82 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2020, up from 78 in Q2 2020.
- Funds reported $106M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2020, up 2.4% quarter-over-quarter.
- 13 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2020 and 9 closed out, a net change of +4 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2020 was Stifel Financial, an estimated $3.39M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2020 was Wells Fargo, an estimated $1.52M sold.
Based on aggregated 13F filings for Q3 2020.