Stifel Financial
DIAX

Stifel Financial’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Stifel Financial’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-35,361
Closed -$540K – 3662
2025
Q4 		$540K Sell
35,361
-11,741
-25% -$175K ﹤0.01% 2815
2025
Q3 		$701K Sell
47,102
-847
-2% -$12.3K ﹤0.01% 2600
2025
Q2 		$688K Sell
47,949
-16,865
-26% -$235K ﹤0.01% 2571
2025
Q1 		$939K Sell
64,814
-891
-1% -$13.4K ﹤0.01% 2277
2024
Q4 		$990K Sell
65,705
-534
-0.8% -$8.09K ﹤0.01% 2246
2024
Q3 		$984K Buy
66,239
+810
+1% +$11.6K ﹤0.01% 2238
2024
Q2 		$917K Sell
65,429
-113,814
-63% -$1.6M ﹤0.01% 2221
2024
Q1 		$2.63M Sell
179,243
-495
-0.3% -$7.14K ﹤0.01% 1530
2023
Q4 		$2.52M Buy
179,738
+5,873
+3% +$80K ﹤0.01% 1512
2023
Q3 		$2.38M Sell
173,865
-4,653
-3% -$65.8K ﹤0.01% 1465
2023
Q2 		$2.52M Sell
178,518
-1,548
-0.9% -$22.4K ﹤0.01% 1458
2023
Q1 		$2.64M Sell
180,066
-1,623
-0.9% -$24.6K ﹤0.01% 1397
2022
Q4 		$2.82M Buy
181,689
+5,823
+3% +$88.4K ﹤0.01% 1284
2022
Q3 		$2.37M Buy
175,866
+190
+0.1% +$2.94K ﹤0.01% 1349
2022
Q2 		$2.68M Sell
175,676
-106,955
-38% -$1.71M ﹤0.01% 1310
2022
Q1 		$4.69M Sell
282,631
-15,743
-5% -$264K 0.01% 1089
2021
Q4 		$5.3M Buy
298,374
+10,468
+4% +$183K 0.01% 1047
2021
Q3 		$4.82M Buy
287,906
+15,748
+6% +$272K 0.01% 1039
2021
Q2 		$4.63M Sell
272,158
-9,658
-3% -$162K 0.01% 1062
2021
Q1 		$4.58M Buy
281,816
+5,359
+2% +$82.3K 0.01% 1011
2020
Q4 		$4.2M Sell
276,457
-972
-0.4% -$13.9K 0.01% 961
2020
Q3 		$3.75M Buy
277,429
+245,877
+779% +$3.39M 0.01% 893
2020
Q2 		$429K Buy
31,552
+13,241
+72% +$177K ﹤0.01% 2143
2020
Q1 		$231K Sell
18,311
-728
-4% -$11.7K ﹤0.01% 2353
2019
Q4 		$338K Sell
19,039
-4,518
-19% -$80.4K ﹤0.01% 2481
2019
Q3 		$420K Buy
23,557
+1,034
+5% +$18.2K ﹤0.01% 2257
2019
Q2 		$398K Buy
22,523
+1,594
+8% +$28.1K ﹤0.01% 2325
2019
Q1 		$375K Sell
20,929
-1,640
-7% -$28.9K ﹤0.01% 2223
2018
Q4 		$362K Buy
22,569
+8,216
+57% +$147K ﹤0.01% 2125
2018
Q3 		$285K Buy
14,353
+4,236
+42% +$81.2K ﹤0.01% 2389
2018
Q2 		$186K Sell
10,117
-27,688
-73% -$521K ﹤0.01% 2564
2018
Q1 		$672K Buy
+37,805
New +$694K ﹤0.01% 1798

Other funds holding DIAX

SC
Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Stifel Financial's DIAX Position: Q1 2026 in Review

Stifel Financial sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 35,361 shares — an estimated $540K sold.

Stifel Financial first reported a position in DIAX in Q1 2018 and held it in 32 quarters. The position peaked at $5.3M in Q4 2021. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

  • Stifel Financial reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
  • Stifel Financial sold 35,361 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $540K.
  • Stifel Financial first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2018 and held it in 32 quarters.
  • Stifel Financial's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $5.3M in Q4 2021.
  • 3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on Stifel Financial's 13F filing for Q1 2026, filed 12 May 2026.