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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

68 hedge funds and large institutions have $108M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 15

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

7% more capital invested

Capital invested by funds: $101M → $108M (+$7.05M)

0.37% more ownership

Funds ownership: 15.77%16.14% (+0.37%)

0% more funds holding

Funds holding: 6868 (0)

Holders
68
Holders Change
Holders Change %
0%
% of All Funds
1.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
21
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$15M +$1.51M +80,228 +11%
Wells Fargo
2
Wells Fargo
California
$11.5M +$1.97M +104,790 +20%
Invesco
3
Invesco
Georgia
$10.3M -$1.1M -58,629 -10%
Morgan Stanley
4
Morgan Stanley
New York
$9.56M +$1.01M +53,922 +12%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$8.69M +$1.02M +54,016 +13%
AAM
6
Advisors Asset Management
Colorado
$7.89M +$1.01M +53,700 +14%
RJA
7
Raymond James & Associates
Florida
$6.19M +$1.35M +71,538 +27%
Bank of America
8
Bank of America
North Carolina
$5.48M -$92.8K -4,931 -2%
OA
9
Oxbow Advisors
Texas
$5.04M -$187K -9,950 -4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.67M +$412K +21,877 +12%
GC
11
Guggenheim Capital
Illinois
$2.41M -$1.41M -74,891 -36%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$2.38M
ACP
13
Aviance Capital Partners
Florida
$1.7M +$49K +2,603 +3%
FAM
14
Formidable Asset Management
Ohio
$1.52M -$18.2K -965 -1%
CWM
15
Cornerstone Wealth Management
Missouri
$1.19M +$419K +22,265 New
SCM
16
Schnieders Capital Management
California
$1.16M +$177K +9,390 +18%
IFWM
17
Institute for Wealth Management
Colorado
$1.11M -$3.24K -172 -0.3%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$1.06M -$1.1M -58,651 -51%
Ameriprise
19
Ameriprise
Minnesota
$1.03M +$101K +5,353 +11%
LPL Financial
20
LPL Financial
California
$998K +$180K +9,543 +21%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$950K +$967K +51,380 New
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$859K +$75.3K +4,003 +9%
DADC
23
D.A. Davidson & Co
Montana
$858K +$57.6K +3,062 +7%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$822K +$75.4K +4,006 +10%
PAG
25
Private Advisor Group
New Jersey
$789K -$186K -9,863 -19%

DIAX Hedge Fund Activity: Q2 2018 in Review

68 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2018, worth a combined $108M — up 7% from $101M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DIAX positions and 7 closed out — a net gain of 1 holder — while 21 added to existing stakes and 15 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.97M. The largest seller was 1832 Asset Management, exiting entirely with an estimated $2.44M sold.

  • 68 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2018, unchanged from Q1 2018.
  • Funds reported $108M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2018, up 7% quarter-over-quarter.
  • 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2018 and 7 closed out, a net change of +1 holder.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2018 was Wells Fargo, an estimated $1.97M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2018 was 1832 Asset Management, an estimated $2.44M sold.

Based on aggregated 13F filings for Q2 2018.