GC
DIAX

Guggenheim Capital’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Guggenheim Capital’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-472,794
Closed -$7.21M – 1648
2025
Q4 		$7.21M Sell
472,794
-57,343
-11% -$853K 0.05% 341
2025
Q3 		$7.89M Sell
530,137
-65,348
-11% -$948K 0.06% 322
2025
Q2 		$8.54M Buy
595,485
+20,847
+4% +$290K 0.07% 291
2025
Q1 		$8.33M Sell
574,638
-59,125
-9% -$891K 0.08% 290
2024
Q4 		$9.54M Buy
633,763
+30,804
+5% +$467K 0.08% 258
2024
Q3 		$8.95M Buy
602,959
+1,742
+0.3% +$25K 0.06% 343
2024
Q2 		$8.42M Buy
601,217
+51,955
+9% +$729K 0.06% 353
2024
Q1 		$8.05M Buy
549,262
+11,491
+2% +$166K 0.06% 390
2023
Q4 		$7.53M Sell
537,771
-18,760
-3% -$256K 0.06% 400
2023
Q3 		$7.62M Buy
556,531
+5,823
+1% +$82.3K 0.07% 357
2023
Q2 		$7.77M Buy
550,708
+8,689
+2% +$126K 0.06% 375
2023
Q1 		$7.96M Sell
542,019
-86,886
-14% -$1.32M 0.07% 355
2022
Q4 		$9.75M Sell
628,905
-6,246
-1% -$94.8K 0.09% 294
2022
Q3 		$8.57M Sell
635,151
-52,743
-8% -$817K 0.08% 316
2022
Q2 		$10.5M Sell
687,894
-4,204
-0.6% -$67.2K 0.08% 288
2022
Q1 		$11.5M Buy
692,098
+19,105
+3% +$320K 0.07% 353
2021
Q4 		$12M Buy
672,993
+66,148
+11% +$1.15M 0.06% 360
2021
Q3 		$10.2M Buy
606,845
+68,778
+13% +$1.19M 0.06% 383
2021
Q2 		$9.16M Buy
538,067
+178,378
+50% +$3M 0.05% 427
2021
Q1 		$5.84M Buy
359,689
+45,494
+14% +$699K 0.04% 560
2020
Q4 		$4.78M Buy
314,195
+124,914
+66% +$1.79M 0.03% 593
2020
Q3 		$2.56M Buy
189,281
+16,856
+10% +$233K 0.02% 787
2020
Q2 		$2.35M Buy
172,425
+83,728
+94% +$1.12M 0.02% 820
2020
Q1 		$1.11M Buy
88,697
+41,541
+88% +$668K 0.01% 1045
2019
Q4 		$833K Buy
+47,156
New +$840K 0.01% 1417
2019
Q2 		– Sell
-56,125
Closed -$1.01M – 2124
2019
Q1 		$1.01M Sell
56,125
-861
-2% -$15.2K 0.01% 1373
2018
Q4 		$919K Sell
56,986
-70,155
-55% -$1.25M 0.01% 1416
2018
Q3 		$2.52M Sell
127,141
-3,390
-3% -$65K 0.02% 1111
2018
Q2 		$2.41M Sell
130,531
-74,891
-36% -$1.41M 0.02% 1135
2018
Q1 		$3.65M Sell
205,422
-6,861
-3% -$126K 0.01% 1204
2017
Q4 		$4M Sell
212,283
-63,613
-23% -$1.14M 0.01% 1162
2017
Q3 		$4.68M Sell
275,896
-3,699
-1% -$61.7K 0.01% 1105
2017
Q2 		$4.62M Buy
279,595
+33,763
+14% +$546K 0.01% 1066
2017
Q1 		$3.85M Buy
245,832
+11,473
+5% +$180K 0.01% 1183
2016
Q4 		$3.52M Sell
234,359
-61,569
-21% -$895K 0.01% 1244
2016
Q3 		$4.27M Buy
295,928
+16,399
+6% +$240K 0.01% 1100
2016
Q2 		$4.06M Buy
279,529
+1,585
+0.6% +$22.5K 0.01% 1104
2016
Q1 		$3.92M Buy
277,944
+20,308
+8% +$272K 0.01% 1126
2015
Q4 		$3.7M Sell
257,636
-36,943
-13% -$526K 0.01% 1187
2015
Q3 		$3.97M Sell
294,579
-24,619
-8% -$353K 0.01% 1162
2015
Q2 		$4.74M Sell
319,198
-66,667
-17% -$1.01M 0.01% 1184
2015
Q1 		$5.85M Buy
385,865
+10,685
+3% +$165K 0.01% 1094
2014
Q4 		$5.79M Buy
+375,180
New +$6.04M 0.01% 1052

Other funds holding DIAX

SC
Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Guggenheim Capital's DIAX Position: Q1 2026 in Review

Guggenheim Capital sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 472,794 shares — an estimated $7.21M sold.

Guggenheim Capital first reported a position in DIAX in Q4 2014 and held it in 43 quarters. The position peaked at $12M in Q4 2021. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

  • Guggenheim Capital reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
  • Guggenheim Capital sold 472,794 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $7.21M.
  • Guggenheim Capital first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 43 quarters.
  • Guggenheim Capital's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $12M in Q4 2021.
  • 3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.