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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

3 hedge funds and large institutions have $10.7M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2026 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 0 increasing their positions, 1 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34.05% less ownership

Funds ownership: 34.21%0.15% (-34%)

94% less capital invested

Capital invested by funds: $190M → $10.7M (-$179M)

98% less funds holding

Funds holding: 1223 (-119)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 116

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 1

Holders
3
Holders Change
-119
Holders Change %
-97.54%
% of All Funds
0.04%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
Increased
Reduced
1
Closed
116
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SC
1
Stolper & Co
Oklahoma
$10M -$332K -21,781 -60%
FAM
2
Formidable Asset Management
Ohio
$570K
PTC
3
Private Trust Company
Ohio
$45.1K
Morgan Stanley
4
Morgan Stanley
New York
-$26.2M -1,714,813 Closed
SCM
5
Saba Capital Management
New York
-$24.4M -1,599,746 Closed
Bank of America
6
Bank of America
North Carolina
-$17.1M -1,123,777 Closed
Raymond James Financial
7
Raymond James Financial
Florida
-$11.1M -729,615 Closed
Wells Fargo
8
Wells Fargo
California
-$9.71M -636,472 Closed
Allspring Global Investments
9
Allspring Global Investments
North Carolina
-$9.21M -603,228 Closed
Invesco
10
Invesco
Georgia
-$8.47M -554,865 Closed
GC
11
Guggenheim Capital
Illinois
-$7.21M -472,794 Closed
UBS Group
12
UBS Group
Switzerland
-$6.16M -403,874 Closed
CIA
13
Capital Investment Advisors
Georgia
-$5.39M -353,064 Closed
WAM
14
Wolverine Asset Management
Illinois
-$3.8M -249,306 Closed
AA
15
AQR Arbitrage
Connecticut
-$3.12M -204,492 Closed
LPL Financial
16
LPL Financial
California
-$3.09M -202,293 Closed
SFS
17
Shaker Financial Services
Virginia
-$3.04M -199,214 Closed
CA
18
Cornerstone Advisors
North Carolina
-$2.83M -185,466 Closed
TJHA
19
Thomas J. Herzfeld Advisors
Florida
-$2.8M -183,190 Closed
MML Investors Services
20
MML Investors Services
Massachusetts
-$2.07M -135,848 Closed
1CP
21
1607 Capital Partners
Virginia
-$1.8M -118,061 Closed
AC
22
Almitas Capital
California
-$1.74M -114,201 Closed
RCM
23
Rivernorth Capital Management
Florida
-$1.71M -112,137 Closed
AIA
24
Absolute Investment Advisers
Florida
-$1.54M -98,482 Closed
Osaic Holdings
25
Osaic Holdings
Arizona
-$1.47M -96,637 Closed

DIAX Hedge Fund Activity: Q1 2026 in Review

3 of the 8,169 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2026, worth a combined $10.7M — down 94% from $190M a quarter earlier.

Sellers outnumbered buyers: 116 funds closed out of DIAX and 0 opened new positions — a net loss of 116 holders — while 1 trimmed existing stakes and 0 added.

The largest seller was Morgan Stanley, exiting entirely with an estimated $26.2M sold.

  • 3 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2026, down from 122 in Q4 2025.
  • Funds reported $10.7M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2026, down 94% quarter-over-quarter.
  • 0 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2026 and 116 closed out, a net change of -116 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2026 was Morgan Stanley, an estimated $26.2M sold.

Based on aggregated 13F filings for Q1 2026.