Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
91 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 21 increasing their positions, 33 reducing their positions, and 12 closing their positions.
75% more first-time investments, than exits
New positions opened: 21 | Existing positions closed: 12
19% more capital invested
Capital invested by funds: $106M → $126M (+$20M)
11% more funds holding
Funds holding: 82 → 91 (+9)
1.27% more ownership
Funds ownership: 21.59% → 22.86% (+1.3%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
36% less repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 33
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
+$6.2M |
| 2 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$1.79M |
| 3 |
FAM
Formidable Asset Management
Cincinnati,
Ohio
|
+$1.34M |
| 4 |
Morgan Stanley
New York
|
+$1.2M |
| 5 |
Envestnet Asset Management
Chicago,
Illinois
|
+$1.01M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$3.95M |
| 2 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$1.16M |
| 3 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
-$704K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$484K |
| 5 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$475K |
DIAX Hedge Fund Activity: Q4 2020 in Review
91 of the 5,677 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2020, worth a combined $126M — up 19% from $106M a quarter earlier.
Buyers outnumbered sellers: 21 funds opened new DIAX positions and 12 closed out — a net gain of 9 holders — while 21 added to existing stakes and 33 trimmed.
The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $6.2M. The largest seller was Wolverine Asset Management, cutting an estimated $3.95M.
- 91 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2020, up from 82 in Q3 2020.
- Funds reported $126M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2020, up 19% quarter-over-quarter.
- 21 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2020 and 12 closed out, a net change of +9 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2020 was Rivernorth Capital Management, an estimated $6.2M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2020 was Wolverine Asset Management, an estimated $3.95M sold.
Based on aggregated 13F filings for Q4 2020.