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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

84 hedge funds and large institutions have $105M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 20 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

214% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 7

22% more funds holding

Funds holding: 6984 (+15)

5% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 19

0.93% more ownership

Funds ownership: 17.24%18.18% (+0.93%)

15% less capital invested

Capital invested by funds: $124M → $105M (-$18.5M)

Holders
84
Holders Change
+15
Holders Change %
+21.74%
% of All Funds
1.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
22
Increased
20
Reduced
19
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$14.7M -$1.14M -63,720 -7%
Morgan Stanley
2
Morgan Stanley
New York
$11.1M +$1.56M +87,084 +14%
Wells Fargo
3
Wells Fargo
California
$9.81M +$70K +3,917 +0.6%
Invesco
4
Invesco
Georgia
$7.68M -$410K -22,949 -5%
AAM
5
Advisors Asset Management
Colorado
$7.62M +$131K +7,337 +2%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$7.55M -$477K -26,689 -5%
OA
7
Oxbow Advisors
Texas
$5.9M -$179K -10,015 -3%
Bank of America
8
Bank of America
North Carolina
$5.58M +$663K +37,125 +12%
RJA
9
Raymond James & Associates
Florida
$4.56M -$497K -27,823 -9%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.92M +$162K +9,093 +4%
WAM
11
Wolverine Asset Management
Illinois
$1.99M +$2.21M +123,581 New
PAG
12
Private Advisor Group
New Jersey
$1.77M +$52.5K +2,941 +3%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.66M -$354K -19,800 -16%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.63M +$1.11M +62,328 +160%
ACP
15
Aviance Capital Partners
Florida
$1.44M -$50.5K -2,828 -3%
SDAM
16
Shulman DeMeo Asset Management
New York
$1.35M +$1.5M +83,860 New
LPL Financial
17
LPL Financial
California
$1.19M +$118K +6,579 +10%
SCM
18
Schnieders Capital Management
California
$1.14M +$38K +2,125 +3%
DADC
19
D.A. Davidson & Co
Montana
$1.1M +$340K +19,013 +39%
GC
20
Guggenheim Capital
Illinois
$919K -$1.25M -70,155 -55%
SFS
21
Shaker Financial Services
Virginia
$830K +$919K +51,470 New
9WM
22
9258 Wealth Management
Ohio
$792K +$878K +49,145 New
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$779K +$55.7K +3,121 +7%
IFWM
24
Institute for Wealth Management
Colorado
$698K -$93.7K -5,247 -11%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$693K +$6.73K +377 +0.9%

DIAX Hedge Fund Activity: Q4 2018 in Review

84 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2018, worth a combined $105M — down 15% from $124M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new DIAX positions and 7 closed out — a net gain of 15 holders — while 20 added to existing stakes and 19 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $2.21M. The largest seller was Formidable Asset Management, exiting entirely with an estimated $1.64M sold.

  • 84 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2018, up from 69 in Q3 2018.
  • Funds reported $105M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2018, down 15% quarter-over-quarter.
  • 22 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2018 and 7 closed out, a net change of +15 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2018 was Wolverine Asset Management, an estimated $2.21M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2018 was Formidable Asset Management, an estimated $1.64M sold.

Based on aggregated 13F filings for Q4 2018.