Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
84 hedge funds and large institutions have $106M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 20 increasing their positions, 19 reducing their positions, and 6 closing their positions.
267% more first-time investments, than exits
New positions opened: 22 | Existing positions closed: 6
24% more funds holding
Funds holding: 68 → 84 (+16)
5% more repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 19
0.99% more ownership
Funds ownership: 17.19% → 18.18% (+0.99%)
14% less capital invested
Capital invested by funds: $123M → $106M (-$17M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$2.21M |
| 2 |
Morgan Stanley
New York
|
+$1.56M |
| 3 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$1.11M |
| 4 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$919K |
| 5 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
+$764K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FAM
Formidable Asset Management
Cincinnati,
Ohio
|
-$1.64M |
| 2 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$1.25M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$1.14M |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$497K |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$477K |
DIAX Hedge Fund Activity: Q4 2018 in Review
84 of the 4,505 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2018, worth a combined $106M — down 14% from $123M a quarter earlier.
Buyers outnumbered sellers: 22 funds opened new DIAX positions and 6 closed out — a net gain of 16 holders — while 20 added to existing stakes and 19 trimmed.
The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $2.21M. The largest seller was Formidable Asset Management, exiting entirely with an estimated $1.64M sold.
- 84 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2018, up from 68 in Q3 2018.
- Funds reported $106M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2018, down 14% quarter-over-quarter.
- 22 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2018 and 6 closed out, a net change of +16 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2018 was Wolverine Asset Management, an estimated $2.21M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2018 was Formidable Asset Management, an estimated $1.64M sold.
Based on aggregated 13F filings for Q4 2018.