Janney Montgomery Scott
DIAX

Janney Montgomery Scott’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Janney Montgomery Scott’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-47,597
Closed -$726K – 2813
2025
Q4 		$726K Sell
47,597
-468
-1% -$6.96K ﹤0.01% 1946
2025
Q3 		$716K Buy
48,065
+1,186
+3% +$17.2K ﹤0.01% 1932
2025
Q2 		$672K Sell
46,879
-1,927
-4% -$26.8K ﹤0.01% 1829
2025
Q1 		$707K Buy
48,806
+4,563
+10% +$68.7K ﹤0.01% 1760
2024
Q4 		$666K Sell
44,243
-1,062
-2% -$16.1K ﹤0.01% 1813
2024
Q3 		$673K Sell
45,305
-4,163
-8% -$59.7K ﹤0.01% 1763
2024
Q2 		$693K Buy
49,468
+10,953
+28% +$154K ﹤0.01% 1667
2024
Q1 		$565K Buy
38,515
+878
+2% +$12.7K ﹤0.01% 1906
2023
Q4 		$527K Buy
37,637
+4,232
+13% +$57.7K ﹤0.01% 1855
2023
Q3 		$458K Buy
33,405
+1,100
+3% +$15.6K ﹤0.01% 1820
2023
Q2 		$456K Buy
32,305
+1,250
+4% +$18.1K ﹤0.01% 1941
2023
Q1 		$456K Buy
31,055
+1,460
+5% +$22.2K ﹤0.01% 1786
2022
Q4 		$459K Buy
29,595
+1,034
+4% +$15.7K ﹤0.01% 1833
2022
Q3 		$385K Buy
28,561
+960
+3% +$14.9K ﹤0.01% 1856
2022
Q2 		$412K Buy
27,601
+5,055
+22% +$80.9K ﹤0.01% 1712
2022
Q1 		$374K Sell
22,546
-1,150
-5% -$19.3K ﹤0.01% 1781
2021
Q4 		$421K Buy
23,696
+1,300
+6% +$22.7K ﹤0.01% 1822
2021
Q3 		$375K Buy
22,396
+3,385
+18% +$58.4K ﹤0.01% 1833
2021
Q2 		$324K Buy
19,011
+570
+3% +$9.59K ﹤0.01% 1873
2021
Q1 		$300K Sell
18,441
-108
-0.6% -$1.66K ﹤0.01% 1856
2020
Q4 		$282K Buy
18,549
+888
+5% +$12.7K ﹤0.01% 1919
2020
Q3 		$239K Buy
17,661
+2,850
+19% +$39.3K ﹤0.01% 1820
2020
Q2 		$202K Buy
14,811
+1,795
+14% +$24K ﹤0.01% 1831
2020
Q1 		$163K Sell
13,016
-6,825
-34% -$110K ﹤0.01% 1716
2019
Q4 		$350K Sell
19,841
-49,730
-71% -$885K ﹤0.01% 1627
2019
Q3 		$1.24M Sell
69,571
-5,025
-7% -$88.6K 0.01% 943
2019
Q2 		$1.31M Sell
74,596
-26,767
-26% -$472K 0.01% 914
2019
Q1 		$1.82M Buy
101,363
+155
+0.2% +$2.73K 0.02% 752
2018
Q4 		$1.63M Buy
101,208
+62,328
+160% +$1.11M 0.02% 706
2018
Q3 		$769K Sell
38,880
-12,500
-24% -$240K 0.01% 1197
2018
Q2 		$950K Buy
+51,380
New +$967K 0.01% 1001
2015
Q1 		– Sell
-10,957
Closed -$169K – 2398
2014
Q4 		$169K Buy
+10,957
New +$176K ﹤0.01% 2076

Other funds holding DIAX

SC
Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Janney Montgomery Scott's DIAX Position: Q1 2026 in Review

Janney Montgomery Scott sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 47,597 shares — an estimated $726K sold.

Janney Montgomery Scott first reported a position in DIAX in Q4 2014 and held it in 32 quarters. The position peaked at $1.82M in Q1 2019. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

  • Janney Montgomery Scott reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
  • Janney Montgomery Scott sold 47,597 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $726K.
  • Janney Montgomery Scott first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 32 quarters.
  • Janney Montgomery Scott's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $1.82M in Q1 2019.
  • 3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on Janney Montgomery Scott's 13F filing for Q1 2026, filed 22 Apr 2026.