We are live on ! Find out more
DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

86 hedge funds and large institutions have $159M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

2% more funds holding

Funds holding: 8486 (+2)

0.07% more ownership

Funds ownership: 31.13%31.21% (+0.07%)

0% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 31

4% less capital invested

Capital invested by funds: $166M → $159M (-$7.14M)

Holders
86
Holders Change
+2
Holders Change %
+2.38%
% of All Funds
1.24%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
31
Reduced
31
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.6M +$378K +26,974 +2%
Bank of America
2
Bank of America
North Carolina
$15.8M +$1M +71,605 +7%
Wells Fargo
3
Wells Fargo
California
$12.9M +$144K +10,266 +1%
UBS Group
4
UBS Group
Switzerland
$11.1M +$131K +9,325 +1%
CA
5
Cornerstone Advisors
North Carolina
$9.8M
RJFSA
6
Raymond James Financial Services Advisors
Florida
$9.31M -$627K -44,706 -6%
GC
7
Guggenheim Capital
Illinois
$8.42M +$729K +51,955 +9%
Invesco
8
Invesco
Georgia
$8.09M +$186K +13,263 +2%
1CP
9
1607 Capital Partners
Virginia
$7.6M -$997K -71,110 -12%
AA
10
AQR Arbitrage
Connecticut
$6.5M +$856K +60,995 +15%
AAM
11
Advisors Asset Management
Colorado
$4.56M -$87.9K -6,264 -2%
WAM
12
Wolverine Asset Management
Illinois
$4.17M +$969K +69,092 +30%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$3.55M +$238K +16,941 +7%
SFS
14
Shaker Financial Services
Virginia
$3.12M +$381K +27,140 +14%
LPL Financial
15
LPL Financial
California
$1.93M +$403K +28,746 +26%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.85M -$141K -10,060 -7%
ICM
17
Ionic Capital Management
New York
$1.7M
MML Investors Services
18
MML Investors Services
Massachusetts
$1.54M +$62.4K +4,449 +4%
LCM
19
Landscape Capital Management
New Jersey
$1.43M -$251K -17,893 -15%
SCM
20
Saba Capital Management
New York
$1.38M +$1.38M +98,516 New
PAG
21
Private Advisor Group
New Jersey
$1.38M -$73.8K -5,258 -5%
RJA
22
Raymond James & Associates
Florida
$1.27M -$59.8K -4,264 -4%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.26M +$7.69K +548 +0.6%
PAS
24
Park Avenue Securities
New York
$1.26M +$7.87K +561 +0.6%
IWC
25
Integrated Wealth Concepts
Massachusetts
$1.05M -$80.3K -5,725 -7%

DIAX Hedge Fund Activity: Q2 2024 in Review

86 of the 6,930 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2024, worth a combined $159M — down 4.3% from $166M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DIAX positions and 6 closed out — a net gain of 4 holders — while 31 added to existing stakes and 31 trimmed.

The largest buyer was Saba Capital Management, opening a new position worth an estimated $1.38M. The largest seller was Stifel Financial, cutting an estimated $1.6M.

  • 86 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2024, up from 84 in Q1 2024.
  • Funds reported $159M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2024, down 4.3% quarter-over-quarter.
  • 10 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2024 and 6 closed out, a net change of +4 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2024 was Saba Capital Management, an estimated $1.38M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2024 was Stifel Financial, an estimated $1.6M sold.

Based on aggregated 13F filings for Q2 2024.