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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

80 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 34 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

89% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 18

4% more funds holding

Funds holding: 7780 (+3)

0.28% more ownership

Funds ownership: 22.46%22.74% (+0.28%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less capital invested

Capital invested by funds: $136M → $126M (-$9.5M)

Holders
80
Holders Change
+3
Holders Change %
+3.9%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
34
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.6M +$3.37M +210,619 +31%
UBS Group
2
UBS Group
Switzerland
$11.6M +$605K +37,806 +5%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.1M +$660K +41,295 +6%
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$10.5M +$694K +43,374 +7%
GC
5
Guggenheim Capital
Illinois
$10.5M -$67.2K -4,204 -0.6%
Wells Fargo
6
Wells Fargo
California
$8.13M +$336K +21,021 +4%
Invesco
7
Invesco
Georgia
$6.92M -$1.2M -75,264 -14%
Bank of America
8
Bank of America
North Carolina
$5.85M +$2.04M +127,263 +50%
AAM
9
Advisors Asset Management
Colorado
$5.65M +$437K +27,316 +8%
SFS
10
Shaker Financial Services
Virginia
$4.32M -$3.25M -203,176 -42%
RJA
11
Raymond James & Associates
Florida
$3.23M -$504K -31,540 -13%
Stifel Financial
12
Stifel Financial
Missouri
$2.68M -$1.71M -106,955 -38%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.18M +$132K +8,266 +6%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.83M +$451K +28,212 +31%
Ameriprise
15
Ameriprise
Minnesota
$1.81M +$301K +18,805 +19%
1CP
16
1607 Capital Partners
Virginia
$1.8M -$2.1M -131,335 -53%
SCM
17
Schnieders Capital Management
California
$1.76M +$14.4K +900 +0.8%
PAG
18
Private Advisor Group
New Jersey
$1.55M +$160K +9,984 +11%
DADC
19
D.A. Davidson & Co
Montana
$1.51M +$189K +11,822 +14%
IWC
20
Integrated Wealth Concepts
Massachusetts
$1.45M +$1.52M +94,942 New
LPL Financial
21
LPL Financial
California
$1.39M +$227K +14,205 +19%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$1.37M +$20.9K +1,306 +1%
PAS
23
Park Avenue Securities
New York
$1.29M -$7.9K -494 -0.6%
FAM
24
Formidable Asset Management
Ohio
$1.25M -$4.56K -285 -0.3%
SDAM
25
Shulman DeMeo Asset Management
New York
$956K -$8.06K -504 -0.8%

DIAX Hedge Fund Activity: Q2 2022 in Review

80 of the 5,937 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2022, worth a combined $126M — down 7% from $136M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DIAX positions and 4 closed out — a net gain of 4 holders — while 34 added to existing stakes and 18 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.37M. The largest seller was Shaker Financial Services, cutting an estimated $3.25M.

  • 80 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2022, up from 77 in Q1 2022.
  • Funds reported $126M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2022, down 7% quarter-over-quarter.
  • 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2022 and 4 closed out, a net change of +4 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2022 was Morgan Stanley, an estimated $3.37M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2022 was Shaker Financial Services, an estimated $3.25M sold.

Based on aggregated 13F filings for Q2 2022.