Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
77 hedge funds and large institutions have $139M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 27 increasing their positions, 19 reducing their positions, and 10 closing their positions.
42% more repeat investments, than reductions
Existing positions increased: 27 | Existing positions reduced: 19
10% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 10
0% more capital invested
Capital invested by funds: $139M → $139M (+$227K)
1.27% less ownership
Funds ownership: 22.77% → 21.51% (-1.3%)
3% less funds holding
Funds holding: 79 → 77 (-2)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$2.82M |
| 2 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$2.33M |
| 3 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
+$1.35M |
| 4 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$1.26M |
| 5 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$1.15M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
OA
Oxbow Advisors
Austin,
Texas
|
-$6.61M |
| 2 |
Morgan Stanley
New York
|
-$3.06M |
| 3 |
Wells Fargo
San Francisco,
California
|
-$2.07M |
| 4 |
FAM
Formidable Asset Management
Cincinnati,
Ohio
|
-$1.44M |
| 5 |
ACP
Aviance Capital Partners
Naples,
Florida
|
-$1.43M |
DIAX Hedge Fund Activity: Q4 2021 in Review
77 of the 6,519 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2021, worth a combined $139M — up 0.16% from $139M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new DIAX positions and 10 closed out — a net gain of 1 holder — while 27 added to existing stakes and 19 trimmed.
The largest buyer was Raymond James & Associates, adding an estimated $2.82M. The largest seller was Oxbow Advisors, exiting entirely with an estimated $6.61M sold.
- 77 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2021, down from 79 in Q3 2021.
- Funds reported $139M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2021, up 0.16% quarter-over-quarter.
- 11 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2021 and 10 closed out, a net change of +1 holder.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2021 was Raymond James & Associates, an estimated $2.82M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2021 was Oxbow Advisors, an estimated $6.61M sold.
Based on aggregated 13F filings for Q4 2021.