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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

57 hedge funds and large institutions have $90.3M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

21% more capital invested

Capital invested by funds: $74.4M → $90.3M (+$15.9M)

20% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 15

12% more funds holding

Funds holding: 5157 (+6)

3.11% more ownership

Funds ownership: 13.39%16.5% (+3.1%)

Holders
57
Holders Change
+6
Holders Change %
+11.76%
% of All Funds
1.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
18
Reduced
15
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$19.2M +$3.58M +231,936 +22%
Invesco
2
Invesco
Georgia
$7.79M +$385K +24,949 +5%
AAM
3
Advisors Asset Management
Colorado
$6.61M +$2.35M +151,969 +54%
GC
4
Guggenheim Capital
Illinois
$5.85M +$165K +10,685 +3%
Morgan Stanley
5
Morgan Stanley
New York
$4.48M +$241K +15,644 +6%
UBS Group
6
UBS Group
Switzerland
$4.38M +$199K +12,882 +5%
Bank of America
7
Bank of America
North Carolina
$4.26M -$572K -37,045 -12%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$4.01M +$4.07M +263,800 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.27M +$590K +38,236 +22%
RJA
10
Raymond James & Associates
Florida
$3.26M +$310K +20,071 +10%
LPL Financial
11
LPL Financial
California
$2.78M -$26.4K -1,709 -0.9%
WAM
12
Wolverine Asset Management
Illinois
$2.48M +$2.52M +163,289 +42,413%
PAG
13
Private Advisor Group
New Jersey
$1.93M -$111K -7,207 -5%
ACP
14
Aviance Capital Partners
Florida
$1.84M +$100K +6,476 +6%
FAM
15
Formidable Asset Management
Ohio
$1.77M -$30.3K -1,964 -2%
CRC
16
Curi RMB Capital
Illinois
$1.37M +$1.39M +90,191 New
SFS
17
Shaker Financial Services
Virginia
$1.33M +$1.35M +87,594 New
PPA
18
Parametric Portfolio Associates
Washington
$1.23M +$1.25M +80,987 New
VKH
19
Virtu KCG Holdings
New York
$1.05M +$642K +41,580 +149%
Cohen & Steers
20
Cohen & Steers
New York
$1.04M -$130K -8,419 -11%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$896K -$56.9K -3,688 -6%
SCM
22
Schnieders Capital Management
California
$838K +$202K +13,110 +31%
FSA
23
Financial Sense Advisors
California
$794K
C
24
CFO4Life
Texas
$789K -$97.6K -6,324 -11%
DA
25
Doliver Advisors
Texas
$772K -$293K -18,962 -27%

DIAX Hedge Fund Activity: Q1 2015 in Review

57 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2015, worth a combined $90.3M — up 21% from $74.4M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DIAX positions and 3 closed out — a net gain of 7 holders — while 18 added to existing stakes and 15 trimmed.

The largest buyer was 1832 Asset Management, opening a new position worth an estimated $4.07M. The largest seller was Commonwealth Equity Services, cutting an estimated $1.9M.

  • 57 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2015, up from 51 in Q4 2014.
  • Funds reported $90.3M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2015, up 21% quarter-over-quarter.
  • 10 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2015 and 3 closed out, a net change of +7 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2015 was 1832 Asset Management, an estimated $4.07M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2015 was Commonwealth Equity Services, an estimated $1.9M sold.

Based on aggregated 13F filings for Q1 2015.