1832 Asset Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

1832 Asset Management’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-136,600	Closed	-$2.44M	–	672
2018 Q1	$2.44M	Hold	136,600	–	–	0.01%	351
2017 Q4	$2.56M	Sell	136,600 -66,946	-33%	-$1.2M	0.01%	354
2017 Q3	$3.35M	Hold	203,546	–	–	0.01%	320
2017 Q2	$3.37M	Hold	203,546	–	–	0.02%	340
2017 Q1	$3.19M	Sell	203,546 -200,000	-50%	-$3.13M	0.01%	375
2016 Q4	$5.87M	Buy	403,546 +203,546	+102%	+$2.96M	0.01%	418
2016 Q3	$2.88M	Hold	200,000	–	–	0.01%	360
2016 Q2	$2.92M	Sell	200,000 -64,299	-24%	-$911K	0.01%	341
2016 Q1	$6.23M	Buy	264,299 +4,755	+2%	+$63.8K	0.02%	325
2015 Q4	$3.76M	Buy	259,544 +5,076	+2%	+$72.3K	0.02%	309
2015 Q3	$3.44M	Sell	254,468 -9,332	-4%	-$134K	0.01%	315
2015 Q2	$3.91M	Hold	263,800	–	–	0.01%	357
2015 Q1	$4.01M	Buy	+263,800	New	+$4.07M	0.02%	305

Other funds holding DIAX

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

1832 Asset Management's DIAX Position: Q2 2018 in Review

1832 Asset Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2018, closing a stake of 136,600 shares — an estimated $2.44M sold.

1832 Asset Management first reported a position in DIAX in Q1 2015 and held it in 13 quarters. The position peaked at $6.23M in Q1 2016. 68 funds tracked by Wall St. Rank hold DIAX as of Q2 2018.

1832 Asset Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2018 after selling out during the quarter.
1832 Asset Management sold 136,600 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2018, an estimated $2.44M.
1832 Asset Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2015 and held it in 13 quarters.
1832 Asset Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $6.23M in Q1 2016.
68 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2018.

Based on 1832 Asset Management's 13F filing for Q2 2018, filed 14 Aug 2018.