Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
59 hedge funds and large institutions have $110M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 23 reducing their positions, and 2 closing their positions.
350% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 2
13% more funds holding
Funds holding: 52 → 59 (+7)
4% more capital invested
Capital invested by funds: $105M → $110M (+$4.7M)
0.04% more ownership
Funds ownership: 20.19% → 20.24% (+0.04%)
13% less repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 23
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$2.61M |
| 2 |
OA
Oxbow Advisors
Austin,
Texas
|
+$2.58M |
| 3 |
Citigroup
New York
|
+$1M |
| 4 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$639K |
| 5 |
Ameriprise
Minneapolis,
Minnesota
|
+$614K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$2.55M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$2.46M |
| 3 |
KIM
Karpus Investment Management
Pittsford,
New York
|
-$1.64M |
| 4 |
CWM
Concert Wealth Management
San Jose,
California
|
-$939K |
| 5 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$895K |
DIAX Hedge Fund Activity: Q4 2016 in Review
59 of the 4,008 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2016, worth a combined $110M — up 4.5% from $105M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new DIAX positions and 2 closed out — a net gain of 7 holders — while 20 added to existing stakes and 23 trimmed.
The largest buyer was UBS Group, adding an estimated $2.61M. The largest seller was Advisors Asset Management, cutting an estimated $2.55M.
- 59 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2016, up from 52 in Q3 2016.
- Funds reported $110M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2016, up 4.5% quarter-over-quarter.
- 9 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2016 and 2 closed out, a net change of +7 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2016 was UBS Group, an estimated $2.61M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2016 was Advisors Asset Management, an estimated $2.55M sold.
Based on aggregated 13F filings for Q4 2016.