Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
59 hedge funds and large institutions have $113M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 22 reducing their positions, and 2 closing their positions.
400% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 2
16% more funds holding
Funds holding: 51 → 59 (+8)
7% more capital invested
Capital invested by funds: $105M → $113M (+$7.65M)
0.62% more ownership
Funds ownership: 20.17% → 20.79% (+0.62%)
9% less repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 22
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
1832 Asset Management
Toronto,
Ontario, Canada
|
+$2.96M |
| 2 |
UBS Group
Zurich,
Switzerland
|
+$2.61M |
| 3 |
OA
Oxbow Advisors
Austin,
Texas
|
+$2.58M |
| 4 |
Citigroup
New York
|
+$1M |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$639K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$2.55M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$2.46M |
| 3 |
KIM
Karpus Investment Management
Pittsford,
New York
|
-$1.64M |
| 4 |
CWM
Concert Wealth Management
San Jose,
California
|
-$939K |
| 5 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$895K |
DIAX Hedge Fund Activity: Q4 2016 in Review
59 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2016, worth a combined $113M — up 7.3% from $105M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new DIAX positions and 2 closed out — a net gain of 8 holders — while 20 added to existing stakes and 22 trimmed.
The largest buyer was 1832 Asset Management, adding an estimated $2.96M. The largest seller was Advisors Asset Management, cutting an estimated $2.55M.
- 59 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2016, up from 51 in Q3 2016.
- Funds reported $113M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2016, up 7.3% quarter-over-quarter.
- 10 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2016 and 2 closed out, a net change of +8 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2016 was 1832 Asset Management, an estimated $2.96M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2016 was Advisors Asset Management, an estimated $2.55M sold.
Based on aggregated 13F filings for Q4 2016.