Karpus Investment Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Karpus Investment Management’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-316,150	Closed	-$4.95M	–	143
2017 Q1	$4.95M	Sell	316,150 -222,487	-41%	-$3.48M	0.26%	80
2016 Q4	$8.08M	Sell	538,637 -112,995	-17%	-$1.64M	0.46%	71
2016 Q3	$9.4M	Sell	651,632 -287,663	-31%	-$4.21M	0.5%	64
2016 Q2	$13.6M	Sell	939,295 -43,055	-4%	-$610K	0.7%	57
2016 Q1	$13.9M	Buy	982,350 +215,204	+28%	+$2.89M	0.63%	55
2015 Q4	$11M	Buy	767,146 +254,884	+50%	+$3.63M	0.49%	65
2015 Q3	$6.91M	Buy	512,262 +278,752	+119%	+$3.99M	0.32%	83
2015 Q2	$3.47M	Buy	+233,510	New	+$3.55M	0.16%	106

Other funds holding DIAX

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Karpus Investment Management's DIAX Position: Q2 2017 in Review

Karpus Investment Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2017, closing a stake of 316,150 shares — an estimated $4.95M sold.

Karpus Investment Management first reported a position in DIAX in Q2 2015 and held it in 8 quarters. The position peaked at $13.9M in Q1 2016. 60 funds tracked by Wall St. Rank hold DIAX as of Q2 2017.

Karpus Investment Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2017 after selling out during the quarter.
Karpus Investment Management sold 316,150 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2017, an estimated $4.95M.
Karpus Investment Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q2 2015 and held it in 8 quarters.
Karpus Investment Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $13.9M in Q1 2016.
60 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2017.

Based on Karpus Investment Management's 13F filing for Q2 2017, filed 14 Aug 2017.