OA
DIAX

Oxbow Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Oxbow Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-394,409
Closed -$6.61M – 287
2021
Q3 		$6.61M Sell
394,409
-6,047
-2% -$104K 0.67% 55
2021
Q2 		$6.82M Buy
400,456
+3,001
+0.8% +$50.5K 0.71% 53
2021
Q1 		$6.46M Sell
397,455
-4,870
-1% -$74.8K 0.79% 48
2020
Q4 		$6.12M Sell
402,325
-27,500
-6% -$393K 0.78% 45
2020
Q3 		$5.82M Hold
429,825
– – 0.74% 43
2020
Q2 		$5.85M Sell
429,825
-6,270
-1% -$83.7K 0.85% 42
2020
Q1 		$5.46M Buy
436,095
+93,045
+27% +$1.5M 0.92% 33
2019
Q4 		$6.06M Sell
343,050
-7,475
-2% -$133K 0.7% 36
2019
Q3 		$6.25M Sell
350,525
-14,425
-4% -$254K 0.83% 29
2019
Q2 		$6.43M Buy
364,950
+9,050
+3% +$160K 0.77% 28
2019
Q1 		$6.41M Sell
355,900
-10,080
-3% -$177K 0.78% 27
2018
Q4 		$5.9M Sell
365,980
-10,015
-3% -$179K 0.79% 31
2018
Q3 		$7.44M Buy
375,995
+103,390
+38% +$1.98M 0.9% 26
2018
Q2 		$5.04M Sell
272,605
-9,950
-4% -$187K 0.64% 46
2018
Q1 		$5.02M Buy
282,555
+2,850
+1% +$52.3K 1.02% 26
2017
Q4 		$5.27M Sell
279,705
-2,550
-0.9% -$45.5K 0.99% 24
2017
Q3 		$4.79M Sell
282,255
-6,545
-2% -$109K 0.91% 28
2017
Q2 		$4.77M Buy
288,800
+76,675
+36% +$1.24M 0.84% 34
2017
Q1 		$3.32M Buy
212,125
+34,275
+19% +$536K 0.54% 60
2016
Q4 		$2.67M Buy
+177,850
New +$2.58M 0.33% 81

Other funds holding DIAX

UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Oxbow Advisors's DIAX Position: Q4 2021 in Review

Oxbow Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2021, closing a stake of 394,409 shares — an estimated $6.61M sold.

Oxbow Advisors first reported a position in DIAX in Q4 2016 and held it in 20 quarters. The position peaked at $7.44M in Q3 2018. 77 funds tracked by Wall St. Rank hold DIAX as of Q4 2021.

  • Oxbow Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2021 after selling out during the quarter.
  • Oxbow Advisors sold 394,409 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2021, an estimated $6.61M.
  • Oxbow Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2016 and held it in 20 quarters.
  • Oxbow Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $7.44M in Q3 2018.
  • 77 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2021.

Based on Oxbow Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.