SFS
DIAX

Shaker Financial Services’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Shaker Financial Services’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-199,214
Closed -$3.04M – 158
2025
Q4 		$3.04M Sell
199,214
-125,554
-39% -$1.87M 0.96% 31
2025
Q3 		$4.94M Sell
324,768
-134,768
-29% -$1.95M 1.69% 12
2025
Q2 		$6.73M Buy
459,536
+189,389
+70% +$2.64M 2.44% 8
2025
Q1 		$4M Buy
270,147
+173,618
+180% +$2.62M 1.56% 14
2024
Q4 		$1.45M Sell
96,529
-115,504
-54% -$1.75M 0.56% 59
2024
Q3 		$3.21M Sell
212,033
-6,356
-3% -$91.1K 1.21% 25
2024
Q2 		$3.12M Buy
218,389
+27,140
+14% +$381K 1.26% 25
2024
Q1 		$2.86M Sell
191,249
-45,976
-19% -$664K 1.11% 30
2023
Q4 		$3.32M Buy
237,225
+18,328
+8% +$250K 1.36% 22
2023
Q3 		$3.1M Sell
218,897
-210,861
-49% -$2.98M 1.44% 15
2023
Q2 		$6.17M Buy
429,758
+167,133
+64% +$2.42M 2.7% 5
2023
Q1 		$3.93M Buy
262,625
+168,466
+179% +$2.56M 1.72% 14
2022
Q4 		$1.46M Sell
94,159
-141,168
-60% -$2.14M 0.68% 53
2022
Q3 		$3.17M Sell
235,327
-47,661
-17% -$738K 1.57% 15
2022
Q2 		$4.32M Sell
282,988
-203,176
-42% -$3.25M 2.1% 10
2022
Q1 		$8.07M Buy
486,164
+68,365
+16% +$1.15M 3.04% 4
2021
Q4 		$7.42M Buy
417,799
+133,690
+47% +$2.33M 2.62% 4
2021
Q3 		$4.76M Buy
284,109
+5,321
+2% +$91.8K 1.9% 12
2021
Q2 		$4.75M Buy
278,788
+6,202
+2% +$104K 1.76% 9
2021
Q1 		$4.43M Sell
272,586
-2,943
-1% -$45.2K 1.76% 9
2020
Q4 		$4.19M Sell
275,529
-81,349
-23% -$1.16M 1.75% 9
2020
Q3 		$4.83M Buy
356,878
+22,924
+7% +$316K 2.58% 2
2020
Q2 		$4.54M Buy
333,954
+53,481
+19% +$714K 2.51% 2
2020
Q1 		$3.51M Buy
280,473
+64,681
+30% +$1.04M 2.37% 6
2019
Q4 		$3.81M Buy
+215,792
New +$3.84M 1.75% 15
2019
Q3 		– Sell
-229,212
Closed -$4.04M – 138
2019
Q2 		$4.04M Buy
229,212
+218,959
+2,136% +$3.86M 2.1% 14
2019
Q1 		$185K Sell
10,253
-41,217
-80% -$726K 0.09% 112
2018
Q4 		$830K Buy
+51,470
New +$919K 0.47% 61
2017
Q4 		– Sell
-351,357
Closed -$5.96M – 124
2017
Q3 		$5.96M Buy
+351,357
New +$5.86M 3.16% 7
2017
Q2 		– Sell
-77,027
Closed -$1.21M – 111
2017
Q1 		$1.21M Buy
77,027
+66,021
+600% +$1.03M 0.68% 48
2016
Q4 		$165K Sell
11,006
-440
-4% -$6.39K 0.1% 105
2016
Q3 		$165K Buy
+11,446
New +$168K 0.11% 109
2016
Q2 		– Sell
-14,652
Closed -$207K – 114
2016
Q1 		$207K Buy
+14,652
New +$196K 0.15% 82
2015
Q3 		– Sell
-10,000
Closed -$148K – 102
2015
Q2 		$148K Sell
10,000
-77,594
-89% -$1.18M 0.09% 106
2015
Q1 		$1.33M Buy
+87,594
New +$1.35M 0.83% 45

Other funds holding DIAX

SC
Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Shaker Financial Services's DIAX Position: Q1 2026 in Review

Shaker Financial Services sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 199,214 shares — an estimated $3.04M sold.

Shaker Financial Services first reported a position in DIAX in Q1 2015 and held it in 35 quarters. The position peaked at $8.07M in Q1 2022. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

  • Shaker Financial Services reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
  • Shaker Financial Services sold 199,214 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $3.04M.
  • Shaker Financial Services first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2015 and held it in 35 quarters.
  • Shaker Financial Services's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $8.07M in Q1 2022.
  • 3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on Shaker Financial Services's 13F filing for Q1 2026, filed 12 May 2026.