Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
80 hedge funds and large institutions have $120M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2019 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 25 increasing their positions, 18 reducing their positions, and 9 closing their positions.
78% more first-time investments, than exits
New positions opened: 16 | Existing positions closed: 9
39% more repeat investments, than reductions
Existing positions increased: 25 | Existing positions reduced: 18
8% more funds holding
Funds holding: 74 → 80 (+6)
3% more capital invested
Capital invested by funds: $116M → $120M (+$3.93M)
0.56% more ownership
Funds ownership: 18.02% → 18.58% (+0.56%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$3.84M |
| 2 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$948K |
| 3 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$840K |
| 4 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
+$438K |
| 5 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$436K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$2.48M |
| 2 |
FAM
Formidable Asset Management
Cincinnati,
Ohio
|
-$1.37M |
| 3 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$885K |
| 4 |
Bank of Montreal
Toronto,
Ontario, Canada
|
-$556K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$528K |
DIAX Hedge Fund Activity: Q4 2019 in Review
80 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2019, worth a combined $120M — up 3.4% from $116M a quarter earlier.
Buyers outnumbered sellers: 16 funds opened new DIAX positions and 9 closed out — a net gain of 7 holders — while 25 added to existing stakes and 18 trimmed.
The largest buyer was Shaker Financial Services, opening a new position worth an estimated $3.84M. The largest seller was Advisors Asset Management, cutting an estimated $2.48M.
- 80 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2019, up from 74 in Q3 2019.
- Funds reported $120M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2019, up 3.4% quarter-over-quarter.
- 16 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2019 and 9 closed out, a net change of +7 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2019 was Shaker Financial Services, an estimated $3.84M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2019 was Advisors Asset Management, an estimated $2.48M sold.
Based on aggregated 13F filings for Q4 2019.