Concert Wealth Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Concert Wealth Management’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-58,195	Closed	-$875K	–	217
2017 Q1	$875K	Buy	+58,195	New	+$911K	0.2%	147
2016 Q4	–	Sell	-65,313	Closed	-$939K	–	550
2016 Q3	$939K	Hold	65,313	–	–	0.11%	234
2016 Q2	$948K	Buy	65,313 +5,748	+10%	+$81.5K	0.13%	215
2016 Q1	$840K	Sell	59,565 -1,598	-3%	-$21.4K	0.11%	228
2015 Q4	$875K	Hold	61,163	–	–	0.12%	222
2015 Q3	$825K	Buy	61,163 +430	+0.7%	+$6.16K	0.11%	234
2015 Q2	$901K	Buy	+60,733	New	+$922K	0.12%	230

Other funds holding DIAX

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Concert Wealth Management's DIAX Position: Q2 2017 in Review

Concert Wealth Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2017, closing a stake of 58,195 shares — an estimated $875K sold.

Concert Wealth Management first reported a position in DIAX in Q2 2015 and held it in 7 quarters. The position peaked at $948K in Q2 2016. 60 funds tracked by Wall St. Rank hold DIAX as of Q2 2017.

Concert Wealth Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2017 after selling out during the quarter.
Concert Wealth Management sold 58,195 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2017, an estimated $875K.
Concert Wealth Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q2 2015 and held it in 7 quarters.
Concert Wealth Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $948K in Q2 2016.
60 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2017.

Based on Concert Wealth Management's 13F filing for Q2 2017, filed 10 Aug 2017.