ACP
DIAX

Aviance Capital Partners’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Aviance Capital Partners’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-85,079
Closed -$1.43M – 256
2021
Q3 		$1.43M Buy
85,079
+2,621
+3% +$45.2K 0.25% 112
2021
Q2 		$1.4M Buy
82,458
+11,661
+16% +$196K 0.25% 112
2021
Q1 		$1.15M Sell
70,797
-7,041
-9% -$108K 0.22% 130
2020
Q4 		$1.18M Sell
77,838
-1,887
-2% -$27K 0.24% 113
2020
Q3 		$1.08M Sell
79,725
-1,086
-1% -$15K 0.24% 108
2020
Q2 		$1.1M Sell
80,811
-562
-0.7% -$7.5K 0.27% 95
2020
Q1 		$1.02M Sell
81,373
-4,112
-5% -$66.1K 0.32% 81
2019
Q4 		$1.51M Buy
85,485
+420
+0.5% +$7.48K 0.39% 75
2019
Q3 		$1.52M Buy
85,065
+2,296
+3% +$40.5K 0.45% 67
2019
Q2 		$1.46M Sell
82,769
-2,034
-2% -$35.9K 0.4% 71
2019
Q1 		$1.53M Sell
84,803
-4,681
-5% -$82.4K 0.44% 53
2018
Q4 		$1.44M Sell
89,484
-2,828
-3% -$50.5K 0.51% 49
2018
Q3 		$1.83M Buy
92,312
+520
+0.6% +$9.97K 0.44% 46
2018
Q2 		$1.7M Buy
91,792
+2,603
+3% +$49K 0.49% 53
2018
Q1 		$1.58M Sell
89,189
-4,945
-5% -$90.8K 0.48% 56
2017
Q4 		$1.77M Sell
94,134
-4,192
-4% -$74.8K 0.58% 41
2017
Q3 		$1.67M Sell
98,326
-5,162
-5% -$86.1K 0.56% 47
2017
Q2 		$1.71M Buy
103,488
+925
+0.9% +$15K 0.55% 47
2017
Q1 		$1.6M Sell
102,563
-5,006
-5% -$78.4K 0.59% 46
2016
Q4 		$1.61M Buy
107,569
+8,067
+8% +$117K 0.57% 48
2016
Q3 		$1.44M Sell
99,502
-4,023
-4% -$58.9K 0.51% 55
2016
Q2 		$1.5M Sell
103,525
-8,588
-8% -$122K 0.55% 54
2016
Q1 		$1.58M Sell
112,113
-5,520
-5% -$74K 0.55% 48
2015
Q4 		$1.69M Buy
117,633
+7,181
+7% +$102K 0.58% 37
2015
Q3 		$1.49M Sell
110,452
-4,024
-4% -$57.7K 0.61% 43
2015
Q2 		$1.7M Sell
114,476
-6,787
-6% -$103K 0.64% 40
2015
Q1 		$1.84M Buy
121,263
+6,476
+6% +$100K 0.68% 37
2014
Q4 		$1.77M Buy
+114,787
New +$1.85M 0.66% 35

Other funds holding DIAX

UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Aviance Capital Partners's DIAX Position: Q4 2021 in Review

Aviance Capital Partners sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2021, closing a stake of 85,079 shares — an estimated $1.43M sold.

Aviance Capital Partners first reported a position in DIAX in Q4 2014 and held it in 28 quarters. The position peaked at $1.84M in Q1 2015. 77 funds tracked by Wall St. Rank hold DIAX as of Q4 2021.

  • Aviance Capital Partners reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2021 after selling out during the quarter.
  • Aviance Capital Partners sold 85,079 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2021, an estimated $1.43M.
  • Aviance Capital Partners first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 28 quarters.
  • Aviance Capital Partners's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $1.84M in Q1 2015.
  • 77 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2021.

Based on Aviance Capital Partners's 13F filing for Q4 2021, filed 7 Feb 2022.