RCM
DIAX

Rivernorth Capital Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Rivernorth Capital Management’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-112,137
Closed -$1.71M – 557
2025
Q4 		$1.71M Buy
112,137
+6,196
+6% +$92.2K 0.08% 249
2025
Q3 		$1.58M Buy
+105,941
New +$1.54M 0.09% 203
2021
Q4 		– Sell
-30,764
Closed -$518K – 723
2021
Q3 		$518K Sell
30,764
-472,002
-94% -$8.14M 0.03% 311
2021
Q2 		$8.56M Sell
502,766
-124,821
-20% -$2.1M 0.49% 56
2021
Q1 		$10.2M Buy
627,587
+193,712
+45% +$2.98M 0.61% 43
2020
Q4 		$6.59M Buy
+433,875
New +$6.2M 0.39% 70

Other funds holding DIAX

SC
Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Rivernorth Capital Management's DIAX Position: Q1 2026 in Review

Rivernorth Capital Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 112,137 shares — an estimated $1.71M sold.

Rivernorth Capital Management first reported a position in DIAX in Q4 2020 and held it in 6 quarters. The position peaked at $10.2M in Q1 2021. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

  • Rivernorth Capital Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
  • Rivernorth Capital Management sold 112,137 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $1.71M.
  • Rivernorth Capital Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2020 and held it in 6 quarters.
  • Rivernorth Capital Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $10.2M in Q1 2021.
  • 3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on Rivernorth Capital Management's 13F filing for Q1 2026, filed 15 May 2026.