LPL Financial
DIAX

LPL Financial’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

LPL Financial’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-202,293
Closed -$3.09M – 6034
2025
Q4 		$3.09M Sell
202,293
-10,787
-5% -$160K ﹤0.01% 2989
2025
Q3 		$3.17M Buy
213,080
+16,709
+9% +$242K ﹤0.01% 2893
2025
Q2 		$2.82M Buy
196,371
+56,814
+41% +$790K ﹤0.01% 2804
2025
Q1 		$2.02M Buy
139,557
+13,998
+11% +$211K ﹤0.01% 2942
2024
Q4 		$1.89M Sell
125,559
-454
-0.4% -$6.88K ﹤0.01% 2913
2024
Q3 		$1.87M Sell
126,013
-11,397
-8% -$163K ﹤0.01% 2802
2024
Q2 		$1.93M Buy
137,410
+28,746
+26% +$403K ﹤0.01% 2635
2024
Q1 		$1.59M Sell
108,664
-21,423
-16% -$309K ﹤0.01% 2745
2023
Q4 		$1.82M Sell
130,087
-29,870
-19% -$407K ﹤0.01% 2487
2023
Q3 		$2.19M Buy
159,957
+6,997
+5% +$98.9K ﹤0.01% 2220
2023
Q2 		$2.16M Buy
152,960
+2,368
+2% +$34.3K ﹤0.01% 2177
2023
Q1 		$2.21M Sell
150,592
-17,484
-10% -$265K ﹤0.01% 2067
2022
Q4 		$2.61M Buy
168,076
+11,808
+8% +$179K ﹤0.01% 1884
2022
Q3 		$2.11M Buy
156,268
+65,596
+72% +$1.02M ﹤0.01% 1935
2022
Q2 		$1.39M Buy
90,672
+14,205
+19% +$227K ﹤0.01% 2311
2022
Q1 		$1.27M Buy
76,467
+237
+0.3% +$3.97K ﹤0.01% 2420
2021
Q4 		$1.35M Buy
76,230
+16,372
+27% +$286K ﹤0.01% 2409
2021
Q3 		$1M Sell
59,858
-3,035
-5% -$52.4K ﹤0.01% 2607
2021
Q2 		$1.07M Buy
62,893
+15,976
+34% +$269K ﹤0.01% 2507
2021
Q1 		$762K Sell
46,917
-18,330
-28% -$282K ﹤0.01% 2651
2020
Q4 		$992K Sell
65,247
-3,534
-5% -$50.5K ﹤0.01% 2190
2020
Q3 		$931K Sell
68,781
-65,481
-49% -$904K ﹤0.01% 2007
2020
Q2 		$1.83M Sell
134,262
-4,871
-4% -$65K ﹤0.01% 1394
2020
Q1 		$1.74M Buy
139,133
+6,789
+5% +$109K ﹤0.01% 1282
2019
Q4 		$2.34M Buy
132,344
+5,935
+5% +$106K ﹤0.01% 1255
2019
Q3 		$2.25M Buy
126,409
+4,088
+3% +$72.1K ﹤0.01% 1185
2019
Q2 		$2.15M Buy
122,321
+22,014
+22% +$388K ﹤0.01% 1211
2019
Q1 		$1.81M Buy
100,307
+26,220
+35% +$462K ﹤0.01% 1245
2018
Q4 		$1.19M Buy
74,087
+6,579
+10% +$118K ﹤0.01% 1398
2018
Q3 		$1.34M Buy
67,508
+13,513
+25% +$259K ﹤0.01% 1462
2018
Q2 		$998K Buy
53,995
+9,543
+21% +$180K ﹤0.01% 1626
2018
Q1 		$790K Buy
44,452
+18,395
+71% +$338K ﹤0.01% 1784
2017
Q4 		$491K Buy
26,057
+7,910
+44% +$141K ﹤0.01% 2083
2017
Q3 		$308K Buy
18,147
+1,109
+7% +$18.5K ﹤0.01% 2337
2017
Q2 		$281K Sell
17,038
-251,774
-94% -$4.07M ﹤0.01% 2345
2017
Q1 		$4.19M Buy
268,812
+18,113
+7% +$284K 0.03% 491
2016
Q4 		$3.78M Buy
250,699
+20,425
+9% +$297K 0.03% 525
2016
Q3 		$3.27M Buy
230,274
+37,863
+20% +$554K 0.03% 533
2016
Q2 		$2.76M Sell
192,411
-167,170
-46% -$2.37M 0.02% 597
2016
Q1 		$4.99M Sell
359,581
-36,167
-9% -$485K 0.01% 717
2015
Q4 		$5.55M Buy
395,748
+228,462
+137% +$3.26M 0.02% 674
2015
Q3 		$2.3M Buy
167,286
+2,190
+1% +$31.4K 0.01% 784
2015
Q2 		$2.47M Sell
165,096
-19,180
-10% -$291K 0.01% 804
2015
Q1 		$2.78M Sell
184,276
-1,709
-0.9% -$26.4K 0.01% 749
2014
Q4 		$2.87M Buy
+185,985
New +$3M 0.02% 714

Other funds holding DIAX

SC
Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

LPL Financial's DIAX Position: Q1 2026 in Review

LPL Financial sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 202,293 shares — an estimated $3.09M sold.

LPL Financial first reported a position in DIAX in Q4 2014 and held it in 45 quarters. The position peaked at $5.55M in Q4 2015. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

  • LPL Financial reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
  • LPL Financial sold 202,293 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $3.09M.
  • LPL Financial first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 45 quarters.
  • LPL Financial's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $5.55M in Q4 2015.
  • 3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.