Financial Sense Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Financial Sense Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-14,713	Closed	-$199K	–	105
2020 Q3	$199K	Buy	+14,713	New	+$203K	0.08%	93
2018 Q1	–	Sell	-83,871	Closed	-$1.58M	–	86
2017 Q4	$1.58M	Sell	83,871 -17,109	-17%	-$305K	0.73%	23
2017 Q3	$1.71M	Buy	100,980 +7,092	+8%	+$118K	0.88%	21
2017 Q2	$1.55M	Buy	93,888 +10,717	+13%	+$173K	0.81%	25
2017 Q1	$1.3M	Buy	+83,171	New	+$1.3M	0.78%	28
2016 Q1	–	Sell	-56,304	Closed	-$809K	–	86
2015 Q4	$809K	Buy	56,304 +15,135	+37%	+$216K	0.38%	50
2015 Q3	$555K	Sell	41,169 -11,232	-21%	-$161K	0.38%	47
2015 Q2	$778K	Hold	52,401	–	–	0.36%	53
2015 Q1	$794K	Hold	52,401	–	–	0.33%	58
2014 Q4	$808K	Buy	+52,401	New	+$844K	0.33%	53

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Financial Sense Advisors's DIAX Position: Q4 2020 in Review

Financial Sense Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2020, closing a stake of 14,713 shares — an estimated $199K sold.

Financial Sense Advisors first reported a position in DIAX in Q4 2014 and held it in 10 quarters. The position peaked at $1.71M in Q3 2017. 91 funds tracked by Wall St. Rank hold DIAX as of Q4 2020.

Financial Sense Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2020 after selling out during the quarter.
Financial Sense Advisors sold 14,713 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2020, an estimated $199K.
Financial Sense Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 10 quarters.
Financial Sense Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $1.71M in Q3 2017.
91 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2020.

Based on Financial Sense Advisors's 13F filing for Q4 2020, filed 3 Feb 2021.