Bank of Nova Scotia’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Bank of Nova Scotia’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-62,547	Closed	-$1.18M	–	935
2017 Q4	$1.18M	Sell	62,547 -18,065	-22%	-$323K	0.01%	725
2017 Q3	$1.37M	Buy	80,612 +14,129	+21%	+$236K	0.01%	688
2017 Q2	$1.1M	Buy	66,483 +9,011	+16%	+$146K	0.01%	740
2017 Q1	$899K	Sell	57,472 -9,351	-14%	-$146K	﹤0.01%	758
2016 Q4	$1M	Sell	66,823 -15,264	-19%	-$222K	0.01%	484
2016 Q3	$1.18M	Sell	82,087 -21,090	-20%	-$309K	0.01%	375
2016 Q2	$1.5M	Buy	103,177 +16,533	+19%	+$234K	0.01%	325
2016 Q1	$1.22M	Sell	86,644 -27,908	-24%	-$374K	0.01%	341
2015 Q4	$1.65M	Sell	114,552 -3,247	-3%	-$46.3K	0.01%	353
2015 Q3	$1.59M	Buy	+117,799	New	+$1.69M	0.01%	285

Other funds holding DIAX

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Bank of Nova Scotia's DIAX Position: Q1 2018 in Review

Bank of Nova Scotia sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2018, closing a stake of 62,547 shares — an estimated $1.18M sold.

Bank of Nova Scotia first reported a position in DIAX in Q3 2015 and held it in 10 quarters. The position peaked at $1.65M in Q4 2015. 68 funds tracked by Wall St. Rank hold DIAX as of Q1 2018.

Bank of Nova Scotia reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2018 after selling out during the quarter.
Bank of Nova Scotia sold 62,547 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2018, an estimated $1.18M.
Bank of Nova Scotia first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2015 and held it in 10 quarters.
Bank of Nova Scotia's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $1.65M in Q4 2015.
68 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2018.

Based on Bank of Nova Scotia's 13F filing for Q1 2018, filed 15 May 2018.