OFG
DIAX

OTA Financial Group’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

OTA Financial Group’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q4 		– Sell
-17,026
Closed -$229K – 80
2022
Q3 		$229K Buy
+17,026
New +$264K 0.2% 90
2020
Q3 		– Sell
-16,968
Closed -$230K – 67
2020
Q2 		$230K Sell
16,968
-16,898
-50% -$226K 0.26% 38
2020
Q1 		$424K Buy
+33,866
New +$544K 0.53% 31

Other funds holding DIAX

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

OTA Financial Group's DIAX Position: Q4 2022 in Review

OTA Financial Group sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2022, closing a stake of 17,026 shares — an estimated $229K sold.

OTA Financial Group first reported a position in DIAX in Q1 2020 and held it in 3 quarters. The position peaked at $424K in Q1 2020. 80 funds tracked by Wall St. Rank hold DIAX as of Q4 2022.

  • OTA Financial Group reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2022 after selling out during the quarter.
  • OTA Financial Group sold 17,026 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2022, an estimated $229K.
  • OTA Financial Group first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2020 and held it in 3 quarters.
  • OTA Financial Group's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $424K in Q1 2020.
  • 80 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2022.

Based on OTA Financial Group's 13F filing for Q4 2022, filed 9 Feb 2023.