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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$14.5M +$2.85K +200 +0%
Wells Fargo
2
Wells Fargo
California
$13.3M +$94K +6,600 +0.7%
KIM
3
Karpus Investment Management
New York
$11M +$3.63M +254,884 +50%
AAM
4
Advisors Asset Management
Colorado
$7.97M +$1.26M +88,191 +19%
Invesco
5
Invesco
Georgia
$7.31M -$474K -33,248 -6%
LPL Financial
6
LPL Financial
California
$5.55M +$3.26M +228,462 +137%
UBS Group
7
UBS Group
Switzerland
$5.09M +$721K +50,589 +17%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$3.76M +$72.3K +5,076 +2%
Bank of America
9
Bank of America
North Carolina
$3.7M +$94.1K +6,602 +3%
GC
10
Guggenheim Capital
Illinois
$3.7M -$526K -36,943 -13%
Morgan Stanley
11
Morgan Stanley
New York
$3.55M -$491K -34,443 -12%
RJA
12
Raymond James & Associates
Florida
$3.31M +$33K +2,315 +1%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.86M -$172K -12,098 -6%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.31M +$1.51M +106,213 +195%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$2.28M +$680K +47,704 +43%
PAG
16
Private Advisor Group
New Jersey
$1.75M +$146K +10,255 +9%
ACP
17
Aviance Capital Partners
Florida
$1.69M +$102K +7,181 +7%
Bank of Nova Scotia
18
Bank of Nova Scotia
Ontario, Canada
$1.65M -$46.3K -3,247 -3%
FAM
19
Formidable Asset Management
Ohio
$1.52M -$102K -7,142 -6%
CWM
20
Concert Wealth Management
California
$875K – – –
Cohen & Steers
21
Cohen & Steers
New York
$851K -$130K -9,128 -13%
RCM
22
Robinson Capital Management
Michigan
$827K +$821K +57,607 New
FSA
23
Financial Sense Advisors
California
$809K +$216K +15,135 +37%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$727K +$21.3K +1,492 +3%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$577K +$53.8K +3,774 +10%
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