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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.9M +$2.16M +152,833 +16%
Bank of America
2
Bank of America
North Carolina
$12.2M +$2.53M +179,233 +25%
UBS Group
3
UBS Group
Switzerland
$11.2M +$245K +17,342 +2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$11.1M +$160K +11,346 +1%
Wells Fargo
5
Wells Fargo
California
$7.81M -$901K -63,704 -10%
GC
6
Guggenheim Capital
Illinois
$7.62M +$82.3K +5,823 +1%
Invesco
7
Invesco
Georgia
$7.61M -$170K -12,051 -2%
CA
8
Cornerstone Advisors
North Carolina
$5.52M +$2.94M +208,118 +107%
1CP
9
1607 Capital Partners
Virginia
$5.29M +$5.21M +368,542 +2,076%
AAM
10
Advisors Asset Management
Colorado
$4.55M -$791K -55,925 -14%
WAM
11
Wolverine Asset Management
Illinois
$3.68M +$460K +32,543 +14%
SFS
12
Shaker Financial Services
Virginia
$3.1M -$2.98M -210,861 -49%
AA
13
AQR Arbitrage
Connecticut
$3.02M +$2.45M +173,201 +365%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$2.42M -$146K -10,353 -6%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.41M +$90.3K +6,385 +4%
Stifel Financial
16
Stifel Financial
Missouri
$2.38M -$65.8K -4,653 -3%
Ameriprise
17
Ameriprise
Minnesota
$2.3M +$171K +12,099 +8%
LPL Financial
18
LPL Financial
California
$2.19M +$98.9K +6,997 +5%
ICM
19
Ionic Capital Management
New York
$2.18M +$2.25M +159,048 New
RJA
20
Raymond James & Associates
Florida
$1.85M -$336K -23,792 -15%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.74M +$124K +8,745 +7%
DADC
22
D.A. Davidson & Co
Montana
$1.64M +$8.84K +625 +0.5%
PAG
23
Private Advisor Group
New Jersey
$1.52M +$12.3K +868 +0.8%
SCM
24
Schnieders Capital Management
California
$1.49M -$276K -19,525 -15%
IWC
25
Integrated Wealth Concepts
Massachusetts
$1.3M -$35.5K -2,512 -3%
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