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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.3M -$812K -58,331 -3%
Bank of America
2
Bank of America
North Carolina
$15.8M -$2.37M -170,488 -13%
Raymond James Financial
3
Raymond James Financial
Florida
$10.5M -$263K -18,936 -3%
SCM
4
Saba Capital Management
New York
$10.2M +$5.86M +421,086 +145%
GC
5
Guggenheim Capital
Illinois
$8.54M +$290K +20,847 +4%
Invesco
6
Invesco
Georgia
$8.39M -$150K -10,801 -2%
Wells Fargo
7
Wells Fargo
California
$8.11M -$2M -143,420 -20%
CA
8
Cornerstone Advisors
North Carolina
$6.77M +$106K +7,633 +2%
SFS
9
Shaker Financial Services
Virginia
$6.73M +$2.64M +189,389 +70%
UBS Group
10
UBS Group
Switzerland
$6.38M -$712K -51,191 -10%
CIA
11
Capital Investment Advisors
Georgia
$5.59M -$204K -14,645 -4%
Allspring Global Investments
12
Allspring Global Investments
North Carolina
$5.08M +$4.75M +341,587 +2,755%
AA
13
AQR Arbitrage
Connecticut
$4.98M -$676K -48,562 -12%
WAM
14
Wolverine Asset Management
Illinois
$3.58M +$367K +26,345 +12%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$3.5M -$575K -41,327 -14%
LPL Financial
16
LPL Financial
California
$2.82M +$790K +56,814 +41%
AAM
17
Advisors Asset Management
Colorado
$2.31M -$16.9K -1,213 -0.7%
1CP
18
1607 Capital Partners
Virginia
$2.29M -$260K -18,695 -10%
MML Investors Services
19
MML Investors Services
Massachusetts
$1.67M -$95.7K -6,880 -6%
Ameriprise
20
Ameriprise
Minnesota
$1.44M +$189K +13,573 +16%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.42M -$253K -18,166 -15%
Osaic Holdings
22
Osaic Holdings
Arizona
$1.36M +$243K +17,445 +23%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.27M -$40.7K -2,926 -3%
PAS
24
Park Avenue Securities
New York
$1.23M +$1.19M +85,442 New
NS
25
NBC Securities
Alabama
$1.12M +$78.9K +5,670 +8%
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