NS
DIAX

NBC Securities’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

NBC Securities’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-90,166
Closed -$1.38M – 2626
2025
Q4 		$1.38M Buy
90,166
+4,843
+6% +$72K 0.1% 212
2025
Q3 		$1.27M Buy
85,323
+7,079
+9% +$103K 0.1% 221
2025
Q2 		$1.12M Buy
78,244
+5,670
+8% +$78.9K 0.09% 246
2025
Q1 		$1.05M Buy
72,574
+72,549
+290,196% +$1.09M 0.09% 240
2024
Q4 		$385 Sell
25
-25,472
-100% -$386K 0.04% 538
2024
Q3 		$378K Sell
25,497
-600
-2% -$8.6K 0.03% 564
2024
Q2 		$365K Buy
26,097
+1,308
+5% +$18.3K 0.03% 545
2024
Q1 		$363K Sell
24,789
-54
-0.2% -$779 0.03% 538
2023
Q4 		$347K Sell
24,843
-629
-2% -$8.57K 0.04% 528
2023
Q3 		$348K Buy
+25,472
New +$360K 0.04% 500

Other funds holding DIAX

SC
Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

NBC Securities's DIAX Position: Q1 2026 in Review

NBC Securities sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 90,166 shares — an estimated $1.38M sold.

NBC Securities first reported a position in DIAX in Q3 2023 and held it in 10 quarters. The position peaked at $1.38M in Q4 2025. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

  • NBC Securities reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
  • NBC Securities sold 90,166 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $1.38M.
  • NBC Securities first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2023 and held it in 10 quarters.
  • NBC Securities's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $1.38M in Q4 2025.
  • 3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on NBC Securities's 13F filing for Q1 2026, filed 14 Apr 2026.