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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.5M -$2.05M -135,196 -12%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$11.6M +$365K +24,013 +3%
UBS Group
3
UBS Group
Switzerland
$11.4M +$78.1K +5,142 +0.7%
Wells Fargo
4
Wells Fargo
California
$9.76M +$546K +35,935 +6%
GC
5
Guggenheim Capital
Illinois
$7.96M -$1.32M -86,886 -14%
MML Investors Services
6
MML Investors Services
Massachusetts
$7.87M +$290K +19,123 +4%
Invesco
7
Invesco
Georgia
$7.1M +$2.02M +132,899 +38%
Bank of America
8
Bank of America
North Carolina
$7.02M +$423K +27,829 +6%
AAM
9
Advisors Asset Management
Colorado
$5.61M -$61K -4,015 -1%
SFS
10
Shaker Financial Services
Virginia
$3.93M +$2.56M +168,466 +179%
Stifel Financial
11
Stifel Financial
Missouri
$2.64M -$24.6K -1,623 -0.9%
Ameriprise
12
Ameriprise
Minnesota
$2.58M +$831K +54,700 +45%
RJA
13
Raymond James & Associates
Florida
$2.52M -$245K -16,168 -9%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.25M +$16.3K +1,072 +0.7%
LPL Financial
15
LPL Financial
California
$2.21M -$265K -17,484 -10%
SCM
16
Schnieders Capital Management
California
$1.84M -$21.2K -1,395 -1%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.65M -$62.7K -4,130 -4%
DADC
18
D.A. Davidson & Co
Montana
$1.64M +$154K +10,175 +10%
PAG
19
Private Advisor Group
New Jersey
$1.58M +$10.2K +670 +0.6%
IWC
20
Integrated Wealth Concepts
Massachusetts
$1.49M -$9.03K -595 -0.6%
WAM
21
Wolverine Asset Management
Illinois
$1.38M +$1.43M +94,177 New
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$1.06M +$420K +27,662 +62%
FAM
23
Formidable Asset Management
Ohio
$1.01M -$5.45K -359 -0.5%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$1M -$106K -6,971 -9%
AWS
25
Atria Wealth Solutions
New York
$922K -$41.4K -2,727 -4%
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