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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.9M -$331K -22,813 -1%
Bank of America
2
Bank of America
North Carolina
$16.5M +$109K +7,526 +0.7%
SCM
3
Saba Capital Management
New York
$15.4M +$4.67M +322,238 +45%
Raymond James Financial
4
Raymond James Financial
Florida
$10.9M -$16.7K -1,154 -0.2%
Wells Fargo
5
Wells Fargo
California
$9.18M +$737K +50,843 +9%
Invesco
6
Invesco
Georgia
$8.66M -$51K -3,517 -0.6%
GC
7
Guggenheim Capital
Illinois
$7.89M -$948K -65,348 -11%
Allspring Global Investments
8
Allspring Global Investments
North Carolina
$7.85M +$2.52M +173,499 +49%
UBS Group
9
UBS Group
Switzerland
$6.39M -$236K -16,252 -4%
CA
10
Cornerstone Advisors
North Carolina
$5.57M -$1.43M -98,397 -21%
CIA
11
Capital Investment Advisors
Georgia
$5.39M -$411K -28,337 -7%
SFS
12
Shaker Financial Services
Virginia
$4.94M -$1.95M -134,768 -29%
AA
13
AQR Arbitrage
Connecticut
$4.05M -$1.1M -75,802 -22%
WAM
14
Wolverine Asset Management
Illinois
$3.67M -$43.2K -2,981 -1%
LPL Financial
15
LPL Financial
California
$3.17M +$242K +16,709 +9%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$2.69M -$917K -63,240 -26%
1CP
17
1607 Capital Partners
Virginia
$2.25M -$120K -8,300 -5%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.88M +$143K +9,871 +8%
RCM
19
Rivernorth Capital Management
Florida
$1.58M +$1.54M +105,941 New
Ameriprise
20
Ameriprise
Minnesota
$1.51M +$7.4K +510 +0.5%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.39M -$81.2K -5,595 -6%
Osaic Holdings
22
Osaic Holdings
Arizona
$1.38M -$15.3K -1,053 -1%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.34M +$18.3K +1,262 +1%
NS
24
NBC Securities
Alabama
$1.27M +$103K +7,079 +9%
PAS
25
Park Avenue Securities
New York
$1.26M -$8.67K -598 -0.7%
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