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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$13.4M -$688K -46,956 -5%
KIM
2
Karpus Investment Management
New York
$9.4M -$4.21M -287,663 -31%
Wells Fargo
3
Wells Fargo
California
$8.96M -$2.79M -190,530 -23%
UBS Group
4
UBS Group
Switzerland
$8.11M +$1.42M +97,240 +21%
Invesco
5
Invesco
Georgia
$8.07M +$420K +28,696 +5%
AAM
6
Advisors Asset Management
Colorado
$7.91M -$218K -14,901 -3%
GC
7
Guggenheim Capital
Illinois
$4.27M +$240K +16,399 +6%
Bank of America
8
Bank of America
North Carolina
$3.57M +$143K +9,797 +4%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$3.54M +$7.32K +500 +0.2%
LPL Financial
10
LPL Financial
California
$3.27M +$554K +37,863 +20%
RJA
11
Raymond James & Associates
Florida
$2.98M -$183K -12,491 -6%
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$2.88M – – –
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$2.88M -$172K -11,765 -6%
Morgan Stanley
14
Morgan Stanley
New York
$2.8M +$81.7K +5,577 +3%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$2.78M -$66.7K -4,558 -2%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.28M -$226K -15,424 -9%
Cohen & Steers
17
Cohen & Steers
New York
$1.6M – – –
1CP
18
1607 Capital Partners
Virginia
$1.58M -$16.2K -1,105 -1%
PAG
19
Private Advisor Group
New Jersey
$1.5M -$9.86K -673 -0.6%
FAM
20
Formidable Asset Management
Ohio
$1.48M -$1.46K -100 -0.1%
CIA
21
Capital Investment Advisors
Georgia
$1.47M +$321K +21,889 +27%
ACP
22
Aviance Capital Partners
Florida
$1.44M -$58.9K -4,023 -4%
Bank of Nova Scotia
23
Bank of Nova Scotia
Ontario, Canada
$1.18M -$309K -21,090 -20%
Ameriprise
24
Ameriprise
Minnesota
$1.12M +$481K +32,825 +72%
CWM
25
Concert Wealth Management
California
$939K – – –
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