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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$9.82M -$2.28M -170,793 -19%
Morgan Stanley
2
Morgan Stanley
New York
$8.52M -$380K -28,472 -4%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$8.11M +$264K +19,792 +3%
Wells Fargo
4
Wells Fargo
California
$8.09M -$379K -28,390 -5%
Invesco
5
Invesco
Georgia
$6.47M +$627K +46,988 +11%
OA
6
Oxbow Advisors
Texas
$5.85M -$83.7K -6,270 -1%
SFS
7
Shaker Financial Services
Virginia
$4.54M +$714K +53,481 +19%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$4.46M +$3.71M +278,188 +561%
1CP
9
1607 Capital Partners
Virginia
$4.14M +$2.54M +190,614 +167%
AAM
10
Advisors Asset Management
Colorado
$4.11M -$342K -25,630 -8%
Bank of America
11
Bank of America
North Carolina
$3.74M +$102K +7,628 +3%
WAM
12
Wolverine Asset Management
Illinois
$3.4M +$1.75M +130,789 +110%
RJA
13
Raymond James & Associates
Florida
$3M -$400K -29,971 -12%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.92M -$1.13M -84,482 -28%
ICM
15
Ionic Capital Management
New York
$2.37M -$102K -7,670 -4%
GC
16
Guggenheim Capital
Illinois
$2.35M +$1.12M +83,728 +94%
PAG
17
Private Advisor Group
New Jersey
$2.27M +$29.7K +2,228 +1%
LPL Financial
18
LPL Financial
California
$1.83M -$65K -4,871 -4%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.45M -$17.1K -1,279 -1%
SCM
20
Schnieders Capital Management
California
$1.16M -$10.3K -770 -0.9%
FAM
21
Formidable Asset Management
Ohio
$1.13M +$52.6K +3,943 +5%
ACP
22
Aviance Capital Partners
Florida
$1.1M -$7.5K -562 -0.7%
SDAM
23
Shulman DeMeo Asset Management
New York
$1.01M -$8.55K -641 -0.9%
Ameriprise
24
Ameriprise
Minnesota
$925K -$219K -16,402 -19%
DADC
25
D.A. Davidson & Co
Montana
$826K -$13.3K -999 -2%
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