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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$14.2M -$1.41M -99,813 -9%
KIM
2
Karpus Investment Management
New York
$13.6M -$610K -43,055 -4%
Wells Fargo
3
Wells Fargo
California
$11.8M -$634K -44,702 -5%
AAM
4
Advisors Asset Management
Colorado
$8.19M -$333K -23,487 -4%
Invesco
5
Invesco
Georgia
$7.71M -$12.1K -852 -0.2%
UBS Group
6
UBS Group
Switzerland
$6.76M +$815K +57,513 +14%
GC
7
Guggenheim Capital
Illinois
$4.06M +$22.5K +1,585 +0.6%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$3.56M +$2.57M +181,096 +284%
Bank of America
9
Bank of America
North Carolina
$3.46M -$5.26K -371 -0.2%
RJA
10
Raymond James & Associates
Florida
$3.19M -$102K -7,229 -3%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$3.07M -$224K -15,802 -7%
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$2.92M -$911K -64,299 -24%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$2.87M +$186K +13,135 +7%
LPL Financial
14
LPL Financial
California
$2.76M -$2.37M -167,170 -46%
Morgan Stanley
15
Morgan Stanley
New York
$2.74M -$117K -8,249 -4%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.52M -$69.7K -4,919 -3%
Cohen & Steers
17
Cohen & Steers
New York
$1.62M +$719K +50,694 +84%
1CP
18
1607 Capital Partners
Virginia
$1.61M +$879K +62,017 +127%
PAG
19
Private Advisor Group
New Jersey
$1.53M -$30.9K -2,181 -2%
FAM
20
Formidable Asset Management
Ohio
$1.51M -$11.3K -799 -0.8%
ACP
21
Aviance Capital Partners
Florida
$1.5M -$122K -8,588 -8%
Bank of Nova Scotia
22
Bank of Nova Scotia
Ontario, Canada
$1.5M +$234K +16,533 +19%
CIA
23
Capital Investment Advisors
Georgia
$1.16M +$1.13M +79,891 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$972K -$65.9K -4,648 -7%
CWM
25
Concert Wealth Management
California
$948K +$81.5K +5,748 +10%
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