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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.4M +$108K +7,197 +0.4%
Bank of America
2
Bank of America
North Carolina
$18.4M +$606K +40,199 +3%
Raymond James Financial
3
Raymond James Financial
Florida
$10.9M +$92K +6,110 +0.8%
Wells Fargo
4
Wells Fargo
California
$10.3M -$696K -46,205 -6%
Invesco
5
Invesco
Georgia
$8.64M +$251K +16,687 +3%
GC
6
Guggenheim Capital
Illinois
$8.33M -$891K -59,125 -9%
UBS Group
7
UBS Group
Switzerland
$7.19M -$3.62M -240,321 -33%
CA
8
Cornerstone Advisors
North Carolina
$6.73M -$1.92M -127,403 -22%
CIA
9
Capital Investment Advisors
Georgia
$5.86M +$331K +21,988 +6%
AA
10
AQR Arbitrage
Connecticut
$5.64M -$544K -36,101 -8%
SCM
11
Saba Capital Management
New York
$4.22M – – –
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$4.14M +$94.9K +6,302 +2%
SFS
13
Shaker Financial Services
Virginia
$4M +$2.62M +173,618 +180%
WAM
14
Wolverine Asset Management
Illinois
$3.24M +$1.03M +68,048 +44%
1CP
15
1607 Capital Partners
Virginia
$2.58M -$1.68M -111,465 -38%
AAM
16
Advisors Asset Management
Colorado
$2.36M -$1.03M -68,369 -30%
LPL Financial
17
LPL Financial
California
$2.02M +$211K +13,998 +11%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.79M +$67.5K +4,483 +4%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.7M -$6.49K -431 -0.4%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.33M +$52.2K +3,467 +4%
Ameriprise
21
Ameriprise
Minnesota
$1.26M +$143K +9,523 +12%
PAG
22
Private Advisor Group
New Jersey
$1.16M -$82.8K -5,497 -6%
Osaic Holdings
23
Osaic Holdings
Arizona
$1.12M +$7.26K +482 +0.6%
NS
24
NBC Securities
Alabama
$1.05M +$1.09M +72,549 +290,196%
ICM
25
Ionic Capital Management
New York
$1.05M – – –
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