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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$12.6M -$125K -7,188 -1%
Morgan Stanley
2
Morgan Stanley
New York
$12.5M -$3.06M -175,296 -20%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$12.3M +$243K +13,938 +2%
GC
4
Guggenheim Capital
Illinois
$12M +$1.15M +66,148 +11%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$11.1M +$1.35M +77,450 +14%
Invesco
6
Invesco
Georgia
$9.93M -$541K -31,023 -5%
Wells Fargo
7
Wells Fargo
California
$8.08M -$2.07M -118,559 -21%
SFS
8
Shaker Financial Services
Virginia
$7.42M +$2.33M +133,690 +47%
AAM
9
Advisors Asset Management
Colorado
$5.99M +$1.26M +71,955 +27%
Stifel Financial
10
Stifel Financial
Missouri
$5.3M +$183K +10,468 +4%
1CP
11
1607 Capital Partners
Virginia
$4.92M -$380K -21,775 -7%
RJA
12
Raymond James & Associates
Florida
$4.6M +$2.82M +161,601 +166%
Bank of America
13
Bank of America
North Carolina
$4.31M -$475K -27,230 -10%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.19M -$1.02M -58,392 -32%
SCM
15
Schnieders Capital Management
California
$1.94M +$134K +7,650 +8%
Ameriprise
16
Ameriprise
Minnesota
$1.63M -$86.8K -4,975 -5%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.61M -$43.8K -2,510 -3%
PAG
18
Private Advisor Group
New Jersey
$1.58M +$12.9K +740 +0.8%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$1.48M +$114K +6,558 +9%
DADC
20
D.A. Davidson & Co
Montana
$1.46M – – –
PAS
21
Park Avenue Securities
New York
$1.4M +$120K +6,894 +10%
LPL Financial
22
LPL Financial
California
$1.35M +$286K +16,372 +27%
SDAM
23
Shulman DeMeo Asset Management
New York
$1.13M +$1.11M +63,797 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$921K +$35.5K +2,036 +4%
RJT
25
Raymond James Trust
Florida
$782K -$29.4K -1,685 -4%
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