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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.6M -$21.2K -1,261 -0.1%
UBS Group
2
UBS Group
Switzerland
$11.8M +$672K +39,963 +6%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.2M +$677K +40,270 +6%
Wells Fargo
4
Wells Fargo
California
$9.78M +$1.24M +73,614 +15%
Invesco
5
Invesco
Georgia
$9.64M +$1.26M +74,810 +15%
GC
6
Guggenheim Capital
Illinois
$9.16M +$3M +178,378 +50%
RCM
7
Rivernorth Capital Management
Florida
$8.56M -$2.1M -124,821 -20%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$7.02M +$333K +19,804 +5%
OA
9
Oxbow Advisors
Texas
$6.82M +$50.5K +3,001 +0.8%
1CP
10
1607 Capital Partners
Virginia
$5.78M -$16.8K -1,000 -0.3%
Bank of America
11
Bank of America
North Carolina
$4.92M -$921K -54,734 -16%
SFS
12
Shaker Financial Services
Virginia
$4.75M +$104K +6,202 +2%
Stifel Financial
13
Stifel Financial
Missouri
$4.63M -$162K -9,658 -3%
AAM
14
Advisors Asset Management
Colorado
$4.39M +$338K +20,081 +8%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.83M +$266K +15,815 +10%
RJA
16
Raymond James & Associates
Florida
$2.33M -$222K -13,187 -9%
SCM
17
Schnieders Capital Management
California
$1.71M +$93.3K +5,550 +6%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.61M +$7.91K +470 +0.5%
Ameriprise
19
Ameriprise
Minnesota
$1.59M +$254K +15,086 +19%
PAG
20
Private Advisor Group
New Jersey
$1.51M +$77.3K +4,596 +5%
FAM
21
Formidable Asset Management
Ohio
$1.5M -$83.6K -4,968 -5%
ACP
22
Aviance Capital Partners
Florida
$1.4M +$196K +11,661 +16%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.19M +$59.1K +3,516 +5%
SDAM
24
Shulman DeMeo Asset Management
New York
$1.14M -$13.4K -796 -1%
PAS
25
Park Avenue Securities
New York
$1.13M +$47.2K +2,809 +4%
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