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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$16M +$16.7M +1,036,388 New
Invesco
2
Invesco
Georgia
$7.54M +$7.87M +488,814 New
GC
3
Guggenheim Capital
Illinois
$5.79M +$6.04M +375,180 New
Bank of America
4
Bank of America
North Carolina
$4.9M +$5.12M +317,806 New
AAM
5
Advisors Asset Management
Colorado
$4.38M +$4.57M +283,954 New
Morgan Stanley
6
Morgan Stanley
New York
$4.32M +$4.51M +279,890 New
UBS Group
7
UBS Group
Switzerland
$4.25M +$4.44M +275,896 New
RJA
8
Raymond James & Associates
Florida
$3M +$3.14M +194,667 New
LPL Financial
9
LPL Financial
California
$2.87M +$3M +185,985 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.74M +$2.86M +177,454 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.47M +$2.58M +159,979 New
PAG
12
Private Advisor Group
New Jersey
$2.07M +$2.16M +134,316 New
FAM
13
Formidable Asset Management
Ohio
$1.82M +$1.9M +118,148 New
ACP
14
Aviance Capital Partners
Florida
$1.77M +$1.85M +114,787 New
Cohen & Steers
15
Cohen & Steers
New York
$1.18M +$1.24M +76,784 New
DA
16
Doliver Advisors
Texas
$1.08M +$1.13M +69,857 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$966K +$1.01M +62,649 New
C
18
CFO4Life
Texas
$899K +$939K +58,303 New
FSA
19
Financial Sense Advisors
California
$808K +$844K +52,401 New
SCM
20
Schnieders Capital Management
California
$650K +$679K +42,135 New
BCA
21
Benchmark Capital Advisors
New York
$626K +$654K +40,604 New
ICAS
22
Investors Capital Advisory Services
Massachusetts
$552K +$578K +35,856 New
VKH
23
Virtu KCG Holdings
New York
$432K +$451K +27,988 New
JMPWA
24
JP Morgan Private Wealth Advisors
California
$415K +$433K +26,898 New
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$376K +$392K +24,361 New
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