Investors Capital Advisory Services’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Investors Capital Advisory Services’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	$363K	Sell	25,034 -10,077	-29%	-$143K	0.07%	369
2016 Q1	$495K	Buy	35,111 +300	+0.9%	+$4.02K	0.1%	271
2015 Q4	$499K	Hold	34,811	–	–	0.1%	286
2015 Q3	$469K	Sell	34,811 -1,045	-3%	-$15K	0.09%	297
2015 Q2	$532K	Hold	35,856	–	–	0.1%	295
2015 Q1	$543K	Hold	35,856	–	–	0.1%	283
2014 Q4	$552K	Buy	+35,856	New	+$578K	0.11%	274

Other funds holding DIAX

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Investors Capital Advisory Services's DIAX Position: Q2 2016 in Review

Investors Capital Advisory Services reduced its Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) stake by 29% in Q2 2016, selling an estimated $143K and leaving 25,034 shares worth $363K. The position accounts for 0.07% of the portfolio, ranked #369.

Investors Capital Advisory Services first reported a position in DIAX in Q4 2014 and has held it in 7 quarters since. The position peaked at $552K in Q4 2014. 53 funds tracked by Wall St. Rank hold DIAX as of Q2 2016.

Investors Capital Advisory Services held 25,034 shares of Nuveen Dow 30SM Dynamic Overwrite Fund worth $363K as of Q2 2016.
Investors Capital Advisory Services sold 10,077 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2016, an estimated $143K.
Nuveen Dow 30SM Dynamic Overwrite Fund made up 0.07% of Investors Capital Advisory Services's portfolio in Q2 2016, its #369 holding.
Investors Capital Advisory Services first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and has held it in 7 quarters since.
Investors Capital Advisory Services's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $552K in Q4 2014.
53 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2016.

Based on Investors Capital Advisory Services's 13F filing for Q2 2016, filed 2 Aug 2016.