Virtu KCG Holdings’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Virtu KCG Holdings’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-15,430	Closed	-$222K	–	2961
2015 Q4	$222K	Sell	15,430 -16,866	-52%	-$240K	﹤0.01%	2563
2015 Q3	$435K	Buy	+32,296	New	+$463K	0.01%	1678
2015 Q2	–	Sell	-69,568	Closed	-$1.05M	–	3383
2015 Q1	$1.05M	Buy	69,568 +41,580	+149%	+$642K	0.02%	731
2014 Q4	$432K	Buy	+27,988	New	+$451K	0.01%	1878

Other funds holding DIAX

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Virtu KCG Holdings's DIAX Position: Q1 2016 in Review

Virtu KCG Holdings sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2016, closing a stake of 15,430 shares — an estimated $222K sold.

Virtu KCG Holdings first reported a position in DIAX in Q4 2014 and held it in 4 quarters. The position peaked at $1.05M in Q1 2015. 54 funds tracked by Wall St. Rank hold DIAX as of Q1 2016.

Virtu KCG Holdings reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2016 after selling out during the quarter.
Virtu KCG Holdings sold 15,430 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2016, an estimated $222K.
Virtu KCG Holdings first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 4 quarters.
Virtu KCG Holdings's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $1.05M in Q1 2015.
54 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2016.

Based on Virtu KCG Holdings's 13F filing for Q1 2016, filed 13 May 2016.