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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$13.1M +$86.1K +5,322 +0.7%
Wells Fargo
2
Wells Fargo
California
$9.89M +$1.11M +68,837 +13%
Invesco
3
Invesco
Georgia
$8.88M +$295K +18,252 +4%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$5.53M +$556K +34,352 +11%
AAM
5
Advisors Asset Management
Colorado
$5.23M -$1.91M -117,866 -27%
PPA
6
Parametric Portfolio Associates
Washington
$5.15M -$9.96M -615,282 -66%
OA
7
Oxbow Advisors
Texas
$4.77M +$1.24M +76,675 +36%
GC
8
Guggenheim Capital
Illinois
$4.62M +$546K +33,763 +14%
Morgan Stanley
9
Morgan Stanley
New York
$4.54M +$444K +27,465 +11%
Bank of America
10
Bank of America
North Carolina
$4.54M +$20K +1,235 +0.5%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$4.16M +$14.4K +888 +0.4%
RJA
12
Raymond James & Associates
Florida
$3.99M +$900K +55,627 +30%
CIA
13
Capital Investment Advisors
Georgia
$3.38M +$1.2M +74,138 +57%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$3.37M – – –
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$3.02M -$318K -19,628 -10%
1CP
16
1607 Capital Partners
Virginia
$2.62M – – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$2.51M +$79K +4,880 +3%
Ameriprise
18
Ameriprise
Minnesota
$2.41M -$258K -15,948 -10%
PAG
19
Private Advisor Group
New Jersey
$1.72M -$17.7K -1,091 -1%
ACP
20
Aviance Capital Partners
Florida
$1.71M +$15K +925 +0.9%
Cohen & Steers
21
Cohen & Steers
New York
$1.65M – – –
FSA
22
Financial Sense Advisors
California
$1.55M +$173K +10,717 +13%
Bank of Nova Scotia
23
Bank of Nova Scotia
Ontario, Canada
$1.1M +$146K +9,011 +16%
IFWM
24
Institute for Wealth Management
Colorado
$956K +$937K +57,882 New
CRC
25
Curi RMB Capital
Illinois
$926K +$907K +56,080 New
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