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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.5M +$331K +24,267 +2%
Bank of America
2
Bank of America
North Carolina
$14.6M +$2.09M +153,016 +17%
UBS Group
3
UBS Group
Switzerland
$10.8M -$582K -42,697 -5%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$9.88M -$1.47M -107,814 -13%
Wells Fargo
5
Wells Fargo
California
$9.14M +$1.13M +83,058 +15%
CA
6
Cornerstone Advisors
North Carolina
$8.24M +$2.53M +185,347 +46%
Invesco
7
Invesco
Georgia
$7.67M -$104K -7,617 -1%
1CP
8
1607 Capital Partners
Virginia
$7.56M +$2.09M +153,601 +40%
GC
9
Guggenheim Capital
Illinois
$7.53M -$256K -18,760 -3%
AAM
10
Advisors Asset Management
Colorado
$4.96M +$302K +22,141 +7%
AA
11
AQR Arbitrage
Connecticut
$4.4M +$1.27M +93,400 +42%
WAM
12
Wolverine Asset Management
Illinois
$3.72M -$42.1K -3,086 -1%
SFS
13
Shaker Financial Services
Virginia
$3.32M +$250K +18,328 +8%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$3.1M +$614K +45,035 +25%
ICM
15
Ionic Capital Management
New York
$2.73M +$487K +35,706 +22%
Stifel Financial
16
Stifel Financial
Missouri
$2.52M +$80K +5,873 +3%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$2.16M -$293K -21,493 -12%
LPL Financial
18
LPL Financial
California
$1.82M -$407K -29,870 -19%
LCM
19
Landscape Capital Management
New Jersey
$1.77M +$1.21M +88,549 +233%
Ameriprise
20
Ameriprise
Minnesota
$1.77M -$569K -41,728 -25%
SCM
21
Schnieders Capital Management
California
$1.52M +$5.45K +400 +0.4%
Osaic Holdings
22
Osaic Holdings
Arizona
$1.5M -$264K -19,361 -15%
RJA
23
Raymond James & Associates
Florida
$1.49M -$388K -28,453 -21%
PAG
24
Private Advisor Group
New Jersey
$1.44M -$102K -7,488 -7%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$1.27M +$15.9K +1,170 +1%
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